Kevin M. Mccandless

ALLIANCEBERNSTEIN INVESTMENTS

NEW YORK, NY 10001

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CRD#: 5162125

Professional summary

Kevin Michael Mccandless, who also goes by Kevin Mccandless, is a registered financial professional currently at ALLIANCEBERNSTEIN INVESTMENTS, INC. located in New York, New York.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 2006. Kevin has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kevin Mccandless

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Michael Mccandless's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 8, 2025 - Present

ALLIANCEBERNSTEIN INVESTMENTS, INC.

Office #1: 66 Hudson Boulevard E, New York, NY 10001

CRD#: 14549

NEW YORK, NY

Past

December 6, 2007 - December 24, 2024

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

Past

July 30, 2007 - December 4, 2007

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

CENTENNIAL, CO

Past

June 7, 2007 - December 4, 2007

MORGAN STANLEY & CO. LLC

CRD#: 8209

CENTENNIAL, CO

Past

July 10, 2006 - April 16, 2007

CHARLES SCHWAB & CO., INC.

CRD#: 5393

ENGLEWOOD, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Indiana
(1/8/2025)

Michigan
(1/8/2025)

New York
(1/8/2025)

Ohio
(1/10/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 6/20/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/4/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/27/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/7/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALLIANCEBERNSTEIN INVESTMENTS, INC.

ALLIANCE FUND DISTRIBUTORS | ALLIANCEBERNSTEIN INVESTMENTS, INC. | ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. | ALLIANCE FUND DISTRIBUTORS, INC.

CRD#: 14549 / SEC#: , 8-30851

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

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Contact information

Main Address

501 Commerce Street, Nashville, TN 37203

Mailing Address

501 Commerce Street, Nashville, TN 37203

Phone number

(800) 251-0539

Established

Delaware since 11/15/1983

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ALLIANCEBERNSTEIN CORPORATION OF DELAWARE ("ABCD")	PARENT OF REGISTRANT
ARCHARD, NOEL CHRISTIAN	HEAD OF ETF AND PORTFOLIO SOLUTIONS	2563745
GESSNER, MARK ANDREW	CHIEF EXECUTIVE OFFICER	2447287
KRUEGER, GARY MICHAEL	DIRECTOR, CHIEF FINANCIAL OFFICER	2840211
MANLEY, MARK RANDALL	DIRECTOR AND CORPORATE SECRETARY	1294370
WRIGHT, DANIEL EUGENE	CHIEF COMPLIANCE OFFICER	2204732

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin M. Mccandless

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Michael Mccandless's CRS (Customer Relationship Summary).

Certified licenses

Experience

JANUS HENDERSON DISTRIBUTORS US LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/20/2007

Series 63

Date: 8/4/2006

SIE

Date: 10/1/2018

Series 31

Date: 6/27/2007

Series 7

Date: 7/7/2006

FINRA

Current Firm

ALLIANCEBERNSTEIN INVESTMENTS, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ALLIANCEBERNSTEIN INVESTMENTS, INC.

TRUST BUT VERIFY

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