Timothy W. Steinmetz
Professional summary
Timothy William Steinmetz is a registered financial professional currently at WOLVERINE EXECUTION SERVICES, LLC located in Chicago, Illinois.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 2008. Timothy has worked at 9 firms and has passed the Series 63, Series 3, Series 57TO, SIE, Series 7, Series 14, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy William Steinmetz's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 13, 2024 - Present
WOLVERINE EXECUTION SERVICES, LLC
Office #1: 175 W. Jackson Blvd., Suite 200, Chicago, IL 60604September 1, 2022 - September 18, 2023
RFA SECURITIES LLC
April 25, 2022 - June 9, 2022
RFA SECURITIES LLC
April 1, 2022 - September 6, 2022
CASEY SECURITIES LLC
June 17, 2020 - March 31, 2022
TJM INVESTMENTS, LLC
March 25, 2020 - April 1, 2020
TJM INVESTMENTS, LLC
March 14, 2012 - July 1, 2020
TRINITY EXECUTIONS, LLC
September 23, 2010 - September 27, 2012
MNR EXECUTIONS, LLC
March 4, 2010 - September 14, 2010
MF GLOBAL INC.
August 15, 2008 - March 4, 2010
TRADINGBLOCK
April 17, 2008 - April 18, 2008
ASSOCIATED OPTIONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WOLVERINE EXECUTION SERVICES, LLC
CRD#: 120719 / SEC#: , 8-65336
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WOLVERINE TRADING, LLC | LIMITED LIABILITY CORPORATION | 36848 |
| CAVICKE, DAVID | CHIEF LEGAL COUNSEL | 6027073 |
| KULA, JUDITH MARIE | CHIEF FINANCIAL OFFICER FINOP | 1255502 |
| MURPHY, PATRICK TIMOTHY | CHIEF OPERATING OFFICER/EXECUTIVE REPRESENTATIVE | 2057769 |
| MURRAY, CRAIG JOHN | CHIEF COMPLIANCE OFFICER | 6136205 |
| SOWERS, BRAD ALLEN | ROSFP | 2530780 |
Disclosures
| Regulatory Event | 43 |
Red Flags
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