Jeanna Q. Liu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeanna Qingyang Liu was a registered financial professional .
Jeanna is a previously registered financial professional and started their career in finance in 2010. Jeanna had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2017 - February 1, 2022
CDX ADVISORS
March 5, 2014 - November 7, 2016
US ARMA PARTNERS LP
September 27, 2011 - November 5, 2013
EVERCORE GROUP L.L.C.
August 20, 2010 - September 21, 2011
CSI STRATEGIC PARTNERS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CDX ADVISORS
CRD#: 171500 / SEC#: , 8-69465
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
