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CG

Craig P. Giuliani

PROFUNDS DISTRIBUTORS
Bethesda, MD 20814-6527
Some features on this profile are disabled
CRD#: 5161234
CG

Professional summary


Craig Philip Giuliani, who also goes by Craig P. Giuliani, is a registered financial professional currently at PROFUNDS DISTRIBUTORS, INC. located in Bethesda, Maryland.

Craig is registered as a RR (Registered Representative) and started their career in finance in 2006. Craig has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Craig P. Giuliani

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Craig Philip Giuliani's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 25, 2013 - Present

PROFUNDS DISTRIBUTORS, INC.

Office #1: 7272 Wisconsin Ave. 21st Floor, Bethesda, MD 20814-6527
BD
CRD#: 19541
Bethesda, MD
Past

June 24, 2010 - April 13, 2011

PROFUNDS DISTRIBUTORS, INC.

BD
CRD#: 19541
BETHESDA, MD
Past

September 4, 2006 - April 14, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 10/20/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


PD
PROFUNDS DISTRIBUTORS, INC.
CONCORD FINANCIAL GROUP, INC. | PROFUNDS DISTRIBUTORS, INC.

CRD#: 19541 / SEC#: , 8-37601

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
7272 Wisconsin Ave. 21st Floor, Bethesda, MD 20814-6527
Mailing Address
7272 Wisconsin Ave. 21st Floor, Bethesda, MD 20814-6527
Phone number
(240) 497-6400
Established
Delaware since 12/22/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
PROFUND ADVISORS LLCSOLE SHAREHOLDER109585
COHEN, STEVEN BRIANPRESIDENT2737221
FRYE, VICTOR MORSECHIEF COMPLIANCE OFFICER1253717
MORONEY, NOELLEFINOP/TREASURER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONAL OFFICER6582471
MORRIS, RICHARD FRANCISCHIEF LEGAL OFFICER5097044

Disclosures


Regulatory Event1

Red Flags


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Company Information


PROFUNDS DISTRIBUTORS, INC.

CRD#: 19541Bethesda, MD 20814-6527

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