Freddie W. Alvarado
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Freddie William Alvarado was a registered financial professional .
Freddie is a previously registered financial professional and started their career in finance in 2007. Freddie had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2016 - January 4, 2022
LAZARD ASSET MANAGEMENT SECURITIES LLC
February 10, 2015 - May 5, 2016
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
October 19, 2007 - February 2, 2015
BNY MELLON SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LAZARD ASSET MANAGEMENT SECURITIES LLC
CRD#: 129119 / SEC#: , 8-66201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
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