CJ
Christopher W. Janota
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Crown Point, IN 46307
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CRD#: 5161106
CJ
Professional summary
Christopher William Janota, who also goes by Chris Janota, Christopher W Janota, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Crown Point, Indiana and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Crown Point, Indiana.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Christopher has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Janota | Christopher W Janota
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. DBA ENVOY WEALTH MANAGEMENT LLC, 1518 119TH ST ST 405, WHITING, IN, 10/2017. FINANCIAL ADVISOR, INV REL- 50/WK-32.5/TRADING. 2. PARK FOREST HISTORICAL SOCIETY, 227 MONEE RD, PARK FOREST, IL, 09/24/2017, BOARD MEMBER, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 5HR/MO-0/TRADING. 3. ENVOY WEALTH MANAGEMENT LLC, 1518 119TH ST STE 405, WHITING, IN, 06/2018. NOTARY PUBLIC, NIR-1/MO-1/TRADING. 4. ENVOY WEALTH MANAGEMENT LLC, 1518 119TH ST STE 405, WHITING, IN, 04/2012. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-8/MO-6/TRADING. 5. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 6. ACT OF GRACE, INC, 1710 OAKWOOD AVE, DEKALB, IL, 09/01/2020, BOARD MEMBER, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 4/MO- 0/TRADING 7. THIRD BRIDGE GROUP, 1411 Broadway, 31st Floor, New York NY 10018, United States, 05/20/2022, Surveyor, Expert Witness, NIR, 1 HR/MO - 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Christopher William Janota's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 7, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 9800 Connecticut Drive, Crown Point, IN 46307RIA
CRD#: 134139
Crown Point, IN
Current
January 7, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 9800 Connecticut Drive, Crown Point, IN 46307BD
CRD#: 39543
Crown Point, IN
Past
April 7, 2017 - December 31, 2018
CETERA ADVISORS LLC
RIA
CRD#: 10299
WHITING, IN
Past
October 3, 2016 - December 31, 2018
CETERA ADVISORS LLC
BD
CRD#: 10299
WHITING, IN
Past
June 19, 2015 - October 3, 2016
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
WHITING, IN
Past
March 16, 2015 - June 19, 2015
PARKLAND SECURITIES, LLC
BD
CRD#: 115368
Chicago, IL
Past
September 22, 2014 - March 13, 2015
SECURITIES MANAGEMENT & RESEARCH, INC.
BD
CRD#: 759
CHICAGO, IL
Past
June 10, 2011 - September 23, 2014
LASALLE ST SECURITIES, L.L.C.
BD
CRD#: 7191
FRANKFORT, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2024)
RR
Arizona(2/25/2025)
RR
California(1/7/2019)
RR
Colorado(1/7/2019)
RR
Illinois(1/28/2019)
RR
Indiana(1/7/2019)
IAR
Indiana(1/7/2019)
RR
Missouri(4/24/2019)
RR
South Carolina(1/7/2019)
RR
Texas(1/4/2023)
IAR
Texas(1/5/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Crown Point, IN 46307TRUST BUT VERIFY
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