Jason A. Sangekar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Anand Sangekar, who also goes by Jason Sangekar, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2006. Jason had worked at 3 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2022 - December 23, 2024
PURSHE KAPLAN STERLING INVESTMENTS
April 16, 2019 - February 23, 2021
PURSHE KAPLAN STERLING INVESTMENTS
August 16, 2007 - April 28, 2017
MAPLE SECURITIES U.S.A. INC.
July 24, 2006 - May 2, 2007
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 11/23/2007
Limited Representative-Equity Trader ExamCurrent Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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