Adam A. Nelik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Alexander Nelik, who also goes by Adam A Nelik, Adam Nelik, was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 2007. Adam had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2014 - November 22, 2019
MORGAN STANLEY INVESTMENT MANAGEMENT INC.
September 3, 2014 - April 23, 2019
MORGAN STANLEY DISTRIBUTION, INC.
March 20, 2013 - April 14, 2014
TD AMERITRADE, INC.
March 20, 2013 - April 14, 2014
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
March 20, 2013 - April 14, 2014
TD AMERITRADE, INC.
June 1, 2009 - March 13, 2013
MORGAN STANLEY
June 1, 2009 - March 13, 2013
MORGAN STANLEY
June 20, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
October 5, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
Primary Firm SEC Registration
MORGAN STANLEY INVESTMENT MANAGEMENT INC.
CRD#: 110353 / SEC#: 801-15757
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN STANLEY INVESTMENT MANAGEMENT INC.
CRD#: 110353 / SEC#: 801-15757
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21,920 |
| AUM (Assets Under Management) | $ 619,196,027,920 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 01/24/2025 | ||
| 10/24/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
