Joseph C. Burns
Professional summary
Joseph Chadwick Burns, who also goes by Chad Burns, is a registered financial professional currently at ASPIDA FINANCIAL DISTRIBUTORS, LLC located in Spring, Texas.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2006. Joseph has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Chadwick Burns's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 2, 2025 - Present
ASPIDA FINANCIAL DISTRIBUTORS, LLC
Office #1: 8111 Ashlane Way Suite 207, Spring, TX 77382May 20, 2019 - December 31, 2023
THE LEADERS GROUP, INC.
January 22, 2014 - July 20, 2017
TRANSAMERICA CAPITAL, LLC
September 14, 2012 - January 23, 2014
TRANSAMERICA INVESTORS SECURITIES, LLC
June 8, 2011 - August 6, 2012
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
June 18, 2009 - May 10, 2011
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
March 2, 2009 - May 12, 2009
EQUITABLE DISTRIBUTORS, LLC
June 27, 2006 - March 3, 2009
GLOBAL ATLANTIC DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/27/2025)
Exams
FINRA
Current Firm
ASPIDA FINANCIAL DISTRIBUTORS, LLC
CRD#: 322843 / SEC#: , 8-71001
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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Company Information
ASPIDA FINANCIAL DISTRIBUTORS, LLC
CRD#: 322843Spring, TX 77382TRUST BUT VERIFY
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