Ryan Kiernan
Professional summary
Ryan Kiernan, who also goes by Ryan Patrick Kiernan, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Shelton, Connecticut.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2006. Ryan has worked at 7 firms and has passed the Series 63, Series 65, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan Kiernan's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 15, 2021 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Office #1: 1 Corporate Drive, Shelton, CT 06484July 9, 2021 - September 1, 2021
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
January 21, 2015 - May 26, 2015
CAVANAL HILL INVESTMENT MANAGEMENT, INC.
November 4, 2013 - May 27, 2015
BOK FINANCIAL SECURITIES, INC.
June 7, 2011 - October 22, 2013
EQUITABLE DISTRIBUTORS, LLC
January 16, 2009 - June 13, 2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
June 26, 2006 - December 15, 2008
GLOBAL ATLANTIC DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/31/2022)
(9/15/2021)
(3/21/2022)
(1/24/2025)
(9/15/2021)
(9/15/2021)
(9/15/2021)
Exams
Series 6TO
Date: 7/9/2021
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| HARTNETT, CHRISTINA A | CHIEF OPERATING OFFICER | 2672099 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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Company Information
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570Shelton, CT 06484TRUST BUT VERIFY
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