NM
Nathan P. Merrill
VANGUARD MARKETING
Scottsdale, AZ 85260
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CRD#: 5158340
NM
Professional summary
Nathan Paul Merrill, who also goes by Nate Merrill, Nathan P Merrill, Nathan Merrill, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Scottsdale, Arizona.
Nathan is registered as a RR (Registered Representative) and started their career in finance in 2006. Nathan has worked at 6 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Nate Merrill | Nathan P Merrill | Nathan Merrill
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Nathan Paul Merrill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 12, 2025 - Present
VANGUARD MARKETING CORPORATION
Office #1: 14321 North Northsight Blvd., Scottsdale, AZ 85260BD
CRD#: 7452
Scottsdale, AZ
Past
June 25, 2019 - June 9, 2021
EDELMAN FINANCIAL ENGINES
RIA
CRD#: 104510
PHOENIX, AZ
Past
July 13, 2018 - March 27, 2019
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
June 4, 2012 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
QUEEN CREEK, AZ
Past
January 18, 2008 - March 26, 2019
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
CHANDLER, AZ
Past
July 7, 2006 - November 13, 2007
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SALT LAKE CITY, UT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/31/2025)
RR
Alaska(3/31/2025)
RR
Arizona(3/14/2025)
RR
Arkansas(3/31/2025)
RR
California(3/31/2025)
RR
Colorado(3/31/2025)
RR
Connecticut(3/31/2025)
RR
Delaware(3/31/2025)
RR
District of Columbia(3/31/2025)
RR
Florida(3/31/2025)
RR
Georgia(3/31/2025)
RR
Hawaii(3/31/2025)
RR
Idaho(3/31/2025)
RR
Illinois(3/31/2025)
RR
Indiana(3/31/2025)
RR
Iowa(3/31/2025)
RR
Kansas(3/31/2025)
RR
Kentucky(3/31/2025)
RR
Louisiana(3/31/2025)
RR
Maine(3/31/2025)
RR
Maryland(3/31/2025)
RR
Massachusetts(3/31/2025)
RR
Michigan(3/31/2025)
RR
Minnesota(3/31/2025)
RR
Mississippi(3/31/2025)
RR
Missouri(3/31/2025)
RR
Montana(3/31/2025)
RR
Nebraska(3/31/2025)
RR
Nevada(3/31/2025)
RR
New Hampshire(3/31/2025)
RR
New Jersey(3/31/2025)
RR
New Mexico(3/31/2025)
RR
New York(3/31/2025)
RR
North Carolina(3/31/2025)
RR
North Dakota(3/31/2025)
RR
Ohio(4/1/2025)
RR
Oklahoma(3/31/2025)
RR
Oregon(3/31/2025)
RR
Pennsylvania(3/31/2025)
RR
Puerto Rico(3/31/2025)
RR
Rhode Island(3/31/2025)
RR
South Carolina(3/31/2025)
RR
South Dakota(3/31/2025)
RR
Tennessee(3/31/2025)
RR
Texas(3/31/2025)
RR
Utah(3/31/2025)
RR
Vermont(3/31/2025)
RR
Virgin Islands(3/31/2025)
RR
Virginia(3/31/2025)
RR
Washington(3/31/2025)
RR
West Virginia(3/31/2025)
RR
Wisconsin(3/31/2025)
RR
Wyoming(3/31/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/11/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VM
VANGUARD MARKETING CORPORATION
VANGUARD BROKERAGE SERVICES | VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
100 Vanguard Blvd, Malvern, PA 19355
Mailing Address
5951 Luckett Court Suite A1, El Paso, TX 79932-1882
Phone number
(610) 669-1000
Established
Pennsylvania since 04/21/1977
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENCHENER, MATTHEW JOHN | CHAIRMAN, PRESIDENT, DIRECTOR, CEO-DESIGNEE | 5569805 |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 48 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
