Jonathan W. Ford

FAI CAPITAL MANAGEMENT

Tampa, FL 33609

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CRD#: 5157887

Professional summary

Jonathan William Ford is a registered financial advisor currently at FAI CAPITAL MANAGEMENT located in Tampa, Florida.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Jonathan has worked at 3 firms and has passed the Series 65, Series 66, Series 50, Series 7 and Series 54 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan William Ford's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2012 - Present

FAI CAPITAL MANAGEMENT

Office #1: 109 S. Macdill Avenue, Tampa, FL 33609

RIA

CRD#: 147025

Tampa, FL

Past

November 26, 2007 - May 8, 2012

WELLS FARGO SECURITIES, LLC

CRD#: 126292

NEW YORK, NY

Past

August 1, 2007 - November 26, 2007

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAI CAPITAL MANAGEMENT

CRD#: 147025 / SEC#: 801-69624

RIA

Registered Investment Advisory firm - (10/10/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/2/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/16/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/14/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 50

Date: 2/10/2016

Municipal Advisor Representative Qualification Exam

General Industry/Product Exam

Series 7

Date: 7/31/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 54

Date: 5/20/2025

Municipal Advisor Principal Qualification Examination

Current Firm

FAI CAPITAL MANAGEMENT

CRD#: 147025 / SEC#: 801-69624

RIA

Registered Investment Advisory firm - (10/10/2008 Approved)

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Contact information

Main Address

109 S. Macdill Avenue, Tampa, FL 33609

Mailing Address

Phone number

(813) 874-6621

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FAI CAPITAL MANAGEMENT ADV BROCHURE (3/5/2025)

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 883,886,188

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jonathan W. Ford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan William Ford's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO SECURITIES, LLC

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

FAI CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 7/16/2012

Series 66

Date: 5/14/2008

Series 50

Date: 2/10/2016

Series 7

Date: 7/31/2007

Series 54

Date: 5/20/2025

Current Firm

FAI CAPITAL MANAGEMENT

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FAI CAPITAL MANAGEMENT

TRUST BUT VERIFY

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