JR
Juli H. Rahill
KESTRA ADVISORY SERVICES
Danville, CA
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CRD#: 5157586
JR
Professional summary
Juli Hofmockel Rahill, who also goes by Juli Anne Hofmockel, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Danville, California and KESTRA INVESTMENT SERVICES, LLC located in Boston, Massachusetts.
Juli is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Juli has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Juli Anne Hofmockel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Windsor Private Wealth, LLC Investment Related: Yes Address: 125 High Street, Suite 220 Boston MA 02110 Nature of Business: Registered Field Assistant; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Client Service Associate Start Date: 11/30/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Client ServiceBusiness Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin, TX TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: IAR Start Date: 12/2/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: IARBusiness Name: KGR Family Holdings Investment Related: No Address: 7030 Dominica Dr Naples FL 34113 Nature of Business: Other Other/None of the Above Partnership will invest in private opportunities focusing on small/mid size private businesses (Ex: Rock Climbing Gym) Position, Title or Relationship: My husband Dan Rahill is a General Partner, I am not part of the partnership Start Date: 8/20/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: My husband Dan Rahill is a General Partner, I am not part of the partnership. Husband is a passive investor.
CRS (Client Relationship Summary) - RIA
Click below to view Juli Hofmockel Rahill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 11, 2020 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 125 High Street Suite 2614, Boston, MA 02110RIA
CRD#: 283330
Danville, CA
Current
December 2, 2020 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 125 High Street Suite 220, Boston, MA 02210BD
CRD#: 42046
Boston, MA
Past
October 7, 2019 - December 8, 2020
MORGAN STANLEY
RIA
CRD#: 149777
BOSTON, MA
Past
October 2, 2019 - December 8, 2020
MORGAN STANLEY
BD
CRD#: 149777
BOSTON, MA
Past
June 19, 2013 - August 19, 2019
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
HOUSTON, TX
Past
August 23, 2011 - June 17, 2013
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
SAN FRANCISCO, CA
Past
July 4, 2011 - June 17, 2013
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/2/2020)
IAR
California(12/11/2020)
RR
Connecticut(12/2/2020)
RR
Delaware(4/25/2024)
RR
District of Columbia(10/3/2024)
RR
Florida(12/2/2020)
RR
Georgia(12/2/2020)
RR
Illinois(12/2/2020)
RR
Indiana(12/2/2020)
RR
Maine(12/2/2020)
RR
Massachusetts(12/2/2020)
IAR
Massachusetts(12/15/2020)
RR
Michigan(12/2/2020)
RR
New Hampshire(12/2/2020)
RR
New Jersey(12/2/2020)
RR
New York(12/2/2020)
RR
North Carolina(12/12/2024)
RR
Ohio(12/2/2020)
RR
Oregon(12/12/2024)
RR
Pennsylvania(12/2/2020)
RR
Puerto Rico(4/10/2024)
RR
South Carolina(10/22/2024)
RR
Tennessee(10/23/2023)
RR
Texas(12/2/2020)
RR
Virginia(10/23/2023)
RR
Washington(12/2/2020)
RR
Wisconsin(7/27/2021)
RR
Wyoming(12/2/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
