Leslie R. Miles
Professional summary
Leslie Ray Miles, who also goes by Les Miles, is a registered financial professional currently at VANDERBILT SECURITIES, LLC located in Starkville, Mississippi.
Leslie is registered as a RR (Registered Representative) and started their career in finance in 2006. Leslie has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Leslie Ray Miles's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 13, 2024 - Present
VANDERBILT SECURITIES, LLC
Office #1: 444a Hwy 12 West, Starkville, MS 39759April 12, 2018 - May 8, 2024
FIRST HEARTLAND CAPITAL, INC.
August 1, 2014 - April 17, 2018
WOODMEN FINANCIAL SERVICES, INC.
July 6, 2006 - July 25, 2014
MILES FINANCIAL GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/13/2025)
(9/17/2024)
(6/14/2024)
Exams
FINRA
Current Firm
VANDERBILT SECURITIES, LLC
CRD#: 5953 / SEC#: , 8-16712
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VANDERBILT CAPITAL, LLC | SOLE OWNER | |
| ANTENOR, JR, DANIEL | CHIEF OPERATIONS OFFICER/OPTIONS/MUNI | 5839052 |
| DISTANTE, STEPHEN ALFRED | CEO - LIMITED PARTNER | 2206574 |
| PLAPP, MEGAN LYNN | FINOP, POO, PFO, CFO | 6790596 |
| THOMAS, MICHELLE DENISE | CHIEF COMPLIANCE OFFICER | 2210435 |
| TRIFILETTI, JOSEPH JOHN | PRESIDENT | 5295897 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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