Christian J. Diegel
Professional summary
Christian Joel Diegel, CFP®, who also goes by C.j. Diegel, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Scottsdale, Arizona and CETERA ADVISORS LLC located in Cave Creek, Arizona.
Christian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Christian has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christian Joel Diegel's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2017
Experience
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 7025 N Scottsdale Rd Ste 115 And 110, Scottsdale, AZ 85253Office #2: 7100 E Cave Creek Rd Suite 108, Cave Creek, AZ 85331April 13, 2020 - Present
CETERA ADVISORS LLC
Office #1: 7100 E Cave Creek Rd Suite 112, Building 10, Cave Creek, AZ 85331Office #2: 7025 N Scottsdale Rd Ste 115 & 110, Scottsdale, AZ 85253April 13, 2020 - March 21, 2024
CETERA ADVISORS LLC
February 13, 2007 - April 14, 2020
EDWARD JONES
July 25, 2006 - April 14, 2020
EDWARD JONES
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/13/2020)
(3/21/2024)
(10/19/2020)
(4/13/2020)
(4/13/2020)
(4/13/2020)
(1/4/2021)
(4/13/2020)
(4/26/2023)
(4/13/2020)
(9/26/2024)
(4/13/2020)
(4/13/2020)
(4/13/2020)
(10/16/2025)
(2/24/2021)
(4/17/2020)
(4/13/2020)
(3/21/2024)
(4/21/2023)
(4/13/2020)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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