Kyle C. Baumgartner
Professional summary
Kyle Christopher Baumgartner is a registered financial professional currently at MILLENNIUM ADVISORS, LLC located in Charlotte, North Carolina.
Kyle is registered as a RR (Registered Representative) and started their career in finance in 2011. Kyle has worked at 2 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kyle Christopher Baumgartner's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 16, 2021 - Present
MILLENNIUM ADVISORS, LLC
Office #1: 11605 N Community House Dr Suite 550, Charlotte, NC 28277August 23, 2011 - September 10, 2021
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(8/16/2021)
Exams
FINRA
Current Firm
MILLENNIUM ADVISORS, LLC
CRD#: 151236 / SEC#: , 8-68349
Contact information
FINRA licenses (10 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MILLENNIUM CONSOLIDATED HOLDINGS LLC | OWNER | |
| BROWN, DOUGLAS BENEDICT | CCO, AML SUPERVISOR | 5063686 |
| CHAPPELLE, DAVID WALTER | MEMBER, GENERAL PRINCIPAL | |
| DEMODNA, JOSEPH CHARLES | PRINCIPAL OPERATIONS OFFICER | 5156407 |
| HEALY, MICHAEL GEORGE | CHIEF EXECUTIVE OFFICER | 3011582 |
| LEE, CHRISTY ROSS | CFO, FINOP, PRINCIPAL FINANCIAL OFFICER | 4926666 |
Disclosures
| Regulatory Event | 1 |
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