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CM

Christopher A. Murray

ATB CAPITAL MARKETS USA
Toronto, Ontario, M5K 1A1
Some features on this profile are disabled
CRD#: 5155762
CM

Professional summary

Christopher Allan Murray, who also goes by Christopher Alan Murray, is a registered financial professional currently at ATB CAPITAL MARKETS USA INC. and CORMARK SECURITIES (USA) LIMITED .

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2006. Christopher has worked at 3 firms and has passed the Series 86, SIE, Series 16, Series 87, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Christopher Alan Murray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Allan Murray's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 10, 2016 - Present

ATB CAPITAL MARKETS USA INC.

Office #1: 66 Wellington Street West Suite 3530, Toronto, Ontario, M5K 1A1
RIA
BD
CRD#: 155053
Toronto, Ontario,
Current

February 18, 2026 - Present

CORMARK SECURITIES (USA) LIMITED

Office #1: Royal Bank Plaza, North Tower 200 Bay Street, Suite 1800, Toronto, Ontario, M5J 2J2
BD
CRD#: 101000
Toronto, Ontario,
Past

July 24, 2006 - December 2, 2009

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 86
Date: 1/2/2023
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 16
Date: 10/31/2016
NYSE Supervisory Analyst Examination
General Industry/Product Exam
RR
Series 87
Date: 5/2/2016
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 4/5/2016
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/28/2020
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CORMARK SECURITIES (USA) LIMITED
CORMARK SECURITIES (USA) LIMITED | SPROTT SECURITIES (USA) LIMITED

CRD#: 101000 / SEC#: , 8-52049

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
Royal Bank Plaza, North Tower 200 Bay Street, Suite 1800, Toronto, Ontario, M5J 2J2
Mailing Address
Royal Bank Plaza, North Tower 200 Bay Street, Suite 1800, Toronto, Ontario, M5J 2J2
Phone number
(416) 362-7485
Established
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (21 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CORMARK SECURITIES INCSHAREHOLDER
EDWARDS, LISA MARIECCO5592656
EURICH, DARREN LEECEO7323470
LAMPMAN, KARLY MICHELLECHIEF FINANCIAL OFFICER6113306

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CORMARK SECURITIES (USA) LIMITED

CRD#: 101000Toronto, Ontario, M5K 1A1

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