LE
Luka Erceg
DYNAMIQUE CAPITAL ADVISORS
SAN DIEGO, CA 92127
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CRD#: 5155721
LE
Professional summary
Luka Erceg is a registered financial advisor currently at DYNAMIQUE CAPITAL ADVISORS located in San Diego, California.
Luka is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Luka has worked at 3 firms and has passed the Series 63, Series 65, Series 79TO, Series 7TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Erceg Partners, LLC - not investment related - hourly consulting - turnaround & restructuring, board advisory. strategy consulting - managing director, 100% owner - 1/5/2015 - 0-50 hours - 10-20 hours - helping companies avoid insolvency, evaluation alternatives for restarting, financing, technology startups, etc. 2) Dynamique Capital Advisors, LLC - investment related - registered investment advisor - managing director - 1/2021 - 75-100 hours - 40-80 hours - signing up clients with 401Ks, retirement planning, tax planning, investment management, etc. - 16885 W. Bernardo Drive Ste 360 San Diego CA 92127-1665 3) DYNAMIQUE FINANCIAL, LLC - Holding company for the following businesses - I am the President & CEO of this firm - 16885 W. Bernardo Drive Ste 360 San Diego CA 92127-1665 a) DYNAMIQUE SECURITIES, LLC; INVESTMENT RELATED; 16885 W. BERNARDO DRIVE, SUITE 360, SAN DIEGO, CA 92127-1665; BROKER-DEALER; MANAGING MEMBER; 06/2024; APPROX. 10 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; OWNER AND MANAGING MANAGER OF PENDING BROKER-DEALER FIRM. b) DYNAMIQUE RISK INSURANCE AGENCY, LLC DBA DYNAMIQUE RISK INSURANCE SERVICES; INVESTMENT RELATED; 16885 W. BERNARDO DRIVE, SUITE 360, SAN DIEGO, CA 92127-1665; INSURANCE AGENCY; MANAGING MEMBER AND INDEPENDENT INSURANCE PRODUCER; 04/2024; APPROX. 10 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; OWNER, MANAGING MEMBER, AND INSURANCE PRODUCER. c) MVP Financial Services, LLC - Wholly-owned wholesale insurance agency selling life, disability, long-term care and annuity insureance products - I manage this business 4) Luka Erceg, Attorney and counselor at law - I am licensed to practice law - If I take cases, it is usually pro bono work for non-profits - 16885 W. Bernardo Drive Ste 360 San Diego CA 92127-1665
CRS (Client Relationship Summary) - RIA
Click below to view Luka Erceg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 6, 2020 - Present
DYNAMIQUE CAPITAL ADVISORS
Office #1: 11440 W. Bernardo Court Suite 300, San Diego, CA 92127RIA
CRD#: 310588
SAN DIEGO, CA
Past
October 13, 2022 - August 8, 2024
KINGSWOOD CAPITAL PARTNERS, LLC
BD
CRD#: 288898
SAN DIEGO, CA
Past
November 26, 2021 - September 26, 2022
HERITAGE FINANCIAL SYSTEMS, LLC
BD
CRD#: 133019
MALVERN, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/6/2020)
IAR
Florida(10/9/2024)
IAR
Nevada(8/23/2021)
IAR
Texas(10/23/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 8/9/2022
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 11/26/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Current Firm
DC
DYNAMIQUE CAPITAL ADVISORS
DYNAMIQUE CAPITAL ADVISORS | ERCEG, LLC | DYNAMIQUE CAPITAL ADVISORS, LLC
CRD#: 310588 / SEC#:
California
Registered Investment Advisory firm - (10/6/2020 Approved)Florida
Registered Investment Advisory firm - (10/9/2024 Approved)Nevada
Registered Investment Advisory firm - (8/23/2021 Approved)Texas
Registered Investment Advisory firm - (10/23/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
San Diego, CA
Mailing Address
Po Box 5010 Pmb 160, Rancho Santa Fe, CA 92067-5010
Phone number
(858) 947-4260
Established
Firm type
Fiscal year end
# of Employees
5
Regulatory assets under management
| Total Number of Accounts | 11 |
| AUM (Assets Under Management) | $ 25,300,000 |
Red Flags
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