David T. Breuner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David T. Breuner, who also goes by David T Breuner, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2006. David had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2018 - October 31, 2024
THREADMARK LP
December 8, 2016 - June 5, 2018
BNY MELLON SECURITIES CORPORATION
September 12, 2011 - November 1, 2016
FIRST AVENUE
January 12, 2011 - November 10, 2011
MADISON WILLIAMS AND COMPANY
June 29, 2006 - January 18, 2011
DEAM INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THREADMARK LP
CRD#: 173318 / SEC#: , 8-69535
Contact information
FINRA licenses (8 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
