Christopher S. Roth

5T WEALTH

Napa, CA 94559

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CRD#: 5155417

Professional summary

Christopher Steven Roth is a registered financial advisor currently at 5T WEALTH, LLC located in Napa, California.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Christopher has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Steven Roth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 6, 2018 - Present

5T WEALTH, LLC

Office #1: 595 Coombs Street, Napa, CA 94559

RIA

CRD#: 112552

Napa, CA

Past

April 30, 2013 - May 8, 2019

DELEGATE ADVISORS, LLC

RIA

CRD#: 159953

CHAPEL HILL, NC

Past

January 15, 2007 - June 10, 2011

BROWNSON, REHMUS & FOXWORTH, INC.

RIA

CRD#: 110608

MENLO PARK, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

5T WEALTH, LLC

CRD#: 112552 / SEC#: 801-58183

RIA

Registered Investment Advisory firm - (7/1/2003 Approved)

California

Registered Investment Advisory firm - (7/15/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/6/2018)

IAR

Nevada
(2/26/2025)

IAR

Oregon
(2/26/2025)

IAR

Texas
(12/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/12/2007

Uniform Investment Adviser Law Examination

Current Firm

5T WEALTH, LLC

CRD#: 112552 / SEC#: 801-58183

RIA

Registered Investment Advisory firm - (7/1/2003 Approved)

California

Registered Investment Advisory firm - (7/15/2003 Terminated)

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Contact information

Main Address

595 Coombs Street, Napa, CA 94559

Mailing Address

Phone number

(707) 224-1340

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (10/10/2025)

Regulatory assets under management

Total Number of Accounts	541
AUM (Assets Under Management)	$ 283,078,609

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/04/2025	Cover Page	Report
07/23/2024	Cover Page	Report
08/08/2023	Cover Page	Report
01/17/2023	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher S. Roth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Steven Roth's CRS (Customer Relationship Summary).

Certified licenses

Experience

5T WEALTH, LLC

DELEGATE ADVISORS, LLC

BROWNSON, REHMUS & FOXWORTH, INC.

Primary Firm SEC Registration

5T WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/12/2007

Current Firm

5T WEALTH, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

5T WEALTH, LLC

TRUST BUT VERIFY

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