Ryan T. Mccormack
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Thomas Mccormack, who also goes by Ryan T Mccormack, Ryan Mccormack, was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 2006. Ryan had worked at 7 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2019 - October 10, 2025
INVESCO ADVISERS, INC.
May 25, 2019 - October 10, 2025
INVESCO DISTRIBUTORS, INC.
July 31, 2017 - May 25, 2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
June 28, 2010 - July 19, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 24, 2010 - July 19, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 1, 2009 - June 21, 2010
MORGAN STANLEY
June 1, 2009 - June 21, 2010
MORGAN STANLEY
January 16, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
October 1, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
May 31, 2006 - August 17, 2006
AGS SPECIALISTS LLC
Primary Firm SEC Registration
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 61,236 |
| AUM (Assets Under Management) | $ 756,881,223,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | ||
| 09/27/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.