Elisa M. Garibay

CACHE ADVISORS LLC

Redwood City, CA

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CRD#: 5154488

Professional summary

Elisa Marie Garibay, who also goes by Elisa Garibay, is a registered financial advisor currently at CACHE ADVISORS LLC located in Redwood City, California and CACHE SECURITIES LLC located in San Francisco, California.

Elisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Elisa has worked at 7 firms and has passed the Series 63, Series 65, Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Elisa Garibay

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Cache Securities LLC, investment-related, 921 Front St, 2nd Floor, San Francisco, CA 94111, Broker-Dealer, Chief Executive Officer, March 11, 2024, approximately 160 hours per month during trading hours, Registered Principal and Operations.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elisa Marie Garibay's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 16, 2024 - Present

CACHE ADVISORS LLC

RIA

CRD#: 323063

Redwood City, CA

Current

March 13, 2024 - Present

CACHE SECURITIES LLC

Office #1: 921 Front St 2nd Floor, San Francisco, CA 94111

CRD#: 319607

San Francisco, CA

Past

April 26, 2018 - November 15, 2023

WEALTHFRONT BROKERAGE LLC

CRD#: 153407

PALO ALTO, CA

Past

January 12, 2018 - November 15, 2023

WEALTHFRONT ADVISERS LLC

RIA

CRD#: 148456

PALO ALTO, CA

Past

November 8, 2013 - June 8, 2017

OPES ADVISORS, INC.

RIA

CRD#: 132996

CUPERTINO, CA

Past

December 9, 2009 - August 2, 2010

WADDELL & REED

RIA

CRD#: 866

SAN MATEO, CA

Past

December 9, 2009 - August 2, 2010

WADDELL & REED

CRD#: 866

SAN MATEO, CA

Past

October 13, 2008 - November 23, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

PALO ALTO, CA

Past

October 20, 2006 - February 20, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

REDWOOD CITY, CA

Past

October 20, 2006 - February 20, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

REDWOOD CITY, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CACHE ADVISORS LLC

CACHE ADVISORS LLC | CHARLIE ADVISORS LLC

CRD#: 323063 / SEC#: 801-126849

RIA

Registered Investment Advisory firm - (11/16/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/13/2024)

Alaska
(8/26/2024)

Arizona
(3/13/2024)

Arkansas
(9/9/2024)

California
(3/13/2024)

IAR

California
(5/16/2024)

Colorado
(3/13/2024)

Connecticut
(3/13/2024)

Delaware
(8/20/2024)

District of Columbia
(3/13/2024)

Florida
(3/13/2024)

Georgia
(3/13/2024)

Hawaii
(3/13/2024)

Idaho
(7/8/2024)

Illinois
(6/17/2024)

Indiana
(8/21/2024)

Iowa
(3/13/2024)

Kansas
(7/29/2024)

Kentucky
(3/13/2024)

Louisiana
(7/15/2024)

Maine
(9/13/2024)

Maryland
(3/13/2024)

Massachusetts
(7/31/2024)

Michigan
(3/13/2024)

Minnesota
(9/14/2024)

Mississippi
(7/11/2024)

Missouri
(3/13/2024)

Montana
(9/3/2024)

Nebraska
(8/28/2024)

Nevada
(3/13/2024)

New Hampshire
(8/29/2024)

New Jersey
(3/13/2024)

New Mexico
(9/9/2024)

New York
(3/13/2024)

North Carolina
(3/13/2024)

North Dakota
(7/8/2024)

Ohio
(3/14/2024)

Oklahoma
(6/26/2024)

Oregon
(3/13/2024)

Pennsylvania
(3/13/2024)

Rhode Island
(7/12/2024)

South Carolina
(3/13/2024)

South Dakota
(8/22/2024)

Tennessee
(3/13/2024)

Texas
(3/13/2024)

Utah
(3/13/2024)

Vermont
(8/29/2024)

Virginia
(3/13/2024)

Washington
(3/13/2024)

West Virginia
(7/31/2024)

Wisconsin
(3/13/2024)

Wyoming
(8/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 2/26/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/7/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/2/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/26/2018

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/1/2018

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CACHE ADVISORS LLC

CACHE ADVISORS LLC | CHARLIE ADVISORS LLC

CRD#: 323063 / SEC#: 801-126849

RIA

Registered Investment Advisory firm - (11/16/2022 Approved)

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Contact information

Main Address

95 Third St 2nd Floor, San Francisco, CA, 94103

Mailing Address

Phone number

(650) 533-1528

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CACHE ADVISORS LLC ADV PART 2A (7/31/2025)

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 290,612,638

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Elisa M. Garibay

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elisa Marie Garibay's CRS (Customer Relationship Summary).

Certified licenses

Experience

CACHE SECURITIES LLC

WEALTHFRONT BROKERAGE LLC

WEALTHFRONT ADVISERS LLC

OPES ADVISORS, INC.

WADDELL & REED

WADDELL & REED

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CACHE ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/26/2024

Series 65

Date: 11/7/2013

Series 66

Date: 10/2/2006

SIE

Date: 10/1/2018

Series 7

Date: 4/26/2018

Series 24

Date: 9/1/2018

FINRA

Current Firm

CACHE ADVISORS LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CACHE ADVISORS LLC

TRUST BUT VERIFY

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