Michael H. Kramer
Professional summary
Michael Harris Kramer, who also goes by Michael Kramer, is a registered financial professional currently at MCAP LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2010. Michael has worked at 5 firms and has passed the Series 66, Series 57TO, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Harris Kramer's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 29, 2024 - Present
MCAP LLC
Office #1: 100 Park Avenue Suite 2201, New York, NY 10017Office #2: 100 Park Avenue Suite 2201, New York, NY 10017August 25, 2021 - May 3, 2024
CANTOR FITZGERALD & CO.
May 3, 2018 - April 21, 2021
BNY MELLON CAPITAL MARKETS, LLC
January 15, 2016 - April 5, 2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 13, 2014 - January 5, 2016
CANTOR FITZGERALD & CO.
July 27, 2010 - January 13, 2014
MAXIM GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/29/2024)
(4/29/2024)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/17/2011
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
MCAP LLC
CRD#: 139515 / SEC#: , 8-67217
Contact information
FINRA licenses (19 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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