AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MW

Malcolm A. Winks

PAULSON INVESTMENT COMPANY LLC
Chicago, IL 60631
Some features on this profile are disabled
CRD#: 5153752
MW

Professional summary

Malcolm Alexander Winks is a registered financial professional currently at PAULSON INVESTMENT COMPANY LLC located in Chicago, Illinois and JWTT INC. located in Bend, Oregon.

Malcolm is registered as a RR (Registered Representative) and started their career in finance in 2011. Malcolm has worked at 5 firms and has passed the Series 66, Series 57TO, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Malcolm Alexander Winks's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 22, 2015 - Present

PAULSON INVESTMENT COMPANY LLC

Office #1: 8770 W Bryn Mawr Av Suite 1300, Chicago, IL 60631Office #2: 9171 Wilshire Blvd. Ste. 500, Beverly Hills, CA 90210
BD
CRD#: 5670
Chicago, IL
Current

October 20, 2025 - Present

JWTT INC.

Office #1: 19980 Jw Brown Rd, Bend, OR 97703
BD
CRD#: 299410
Bend, OR
Past

November 7, 2014 - June 26, 2015

T3 TRADING GROUP, LLC

BD
CRD#: 154431
NEW YORK, NY
Past

September 30, 2014 - November 7, 2014

WTS PROPRIETARY TRADING GROUP LLC

BD
CRD#: 148117
NEW YORK, NY
Past

January 24, 2012 - November 20, 2012

ADVANCED EQUITIES, INC.

RIA
CRD#: 35545
CHICAGO, IL
Past

July 18, 2011 - November 20, 2012

ADVANCED EQUITIES, INC.

BD
CRD#: 35545
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/2/2019)
RR
Alaska
(1/2/2019)
RR
Arizona
(1/2/2019)
RR
Arkansas
(1/2/2019)
RR
California
(1/2/2019)
RR
Colorado
(1/2/2019)
RR
Connecticut
(1/2/2019)
RR
Delaware
(1/2/2019)
RR
District of Columbia
(1/2/2019)
RR
Florida
(1/2/2019)
RR
Georgia
(1/2/2019)
RR
Hawaii
(1/2/2019)
RR
Idaho
(1/2/2019)
RR
Illinois
(7/22/2015)
RR
Indiana
(1/2/2019)
RR
Iowa
(1/2/2019)
RR
Kansas
(1/2/2019)
RR
Kentucky
(1/2/2019)
RR
Louisiana
(1/2/2019)
RR
Maine
(1/2/2019)
RR
Maryland
(1/2/2019)
RR
Massachusetts
(1/2/2019)
RR
Michigan
(1/2/2019)
RR
Minnesota
(1/2/2019)
RR
Mississippi
(1/2/2019)
RR
Missouri
(1/2/2019)
RR
Montana
(1/2/2019)
RR
Nebraska
(1/2/2019)
RR
Nevada
(1/2/2019)
RR
New Hampshire
(1/2/2019)
RR
New Jersey
(1/2/2019)
RR
New Mexico
(1/2/2019)
RR
New York
(1/2/2019)
RR
North Carolina
(1/2/2019)
RR
North Dakota
(1/2/2019)
RR
Ohio
(1/3/2019)
RR
Oklahoma
(1/2/2019)
RR
Oregon
(1/2/2019)
RR
Pennsylvania
(1/2/2019)
RR
Puerto Rico
(1/2/2019)
RR
Rhode Island
(1/2/2019)
RR
South Carolina
(1/2/2019)
RR
South Dakota
(1/2/2019)
RR
Tennessee
(1/2/2019)
RR
Texas
(12/5/2018)
RR
Utah
(1/2/2019)
RR
Vermont
(1/2/2019)
RR
Virgin Islands
(1/2/2019)
RR
Virginia
(1/2/2019)
RR
Washington
(1/2/2019)
RR
West Virginia
(1/2/2019)
RR
Wisconsin
(1/2/2019)
RR
Wyoming
(1/2/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/24/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 7/8/2024
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/15/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/29/2018
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 6/28/2015
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

JI
JWTT INC.
JWTT INC.

CRD#: 299410 / SEC#: , 8-70242

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
19980 Jw Brown Rd, Bend, OR 97703
Mailing Address
19980 Jw Brown Rd, Bend, OR 97703
Phone number
(971) 323-0700
Established
Oregon since 10/15/2018
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PAULSON CAPITAL HOLDING COMPANY, LLCOWNER
GEORGE, KENNETH RONALDFINOP2643369
THIEL, THOMAS ANDREWCCO5581270
THIEL, THOMAS ANDREWPRESIDENT5581270
WARMENHOVEN, JOEY JAMESCEO2749033

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JWTT INC.

CRD#: 299410Chicago, IL 60631

TRUST BUT VERIFY

Monitor Malcolm Winks

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Michael Walter Basile
Michael BasileAdvisorCheck Check Mark
COUNTRY CAPITAL MANAGEMENT COMPANY
RR
Chicago, IL
JF
James FlanaganAdvisorCheck Check Mark
INDEPENDENT FINANCIAL GROUP, LLC
IAR
RR
Downers Grove, IL
LP
Louis PasterAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Chicago, IL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics