RF
Richard R. Frith Ii
LARSON FINANCIAL GROUP
Minneapolis, MN 55430
Some features on this profile are disabled
CRD#: 5153336
RF
Professional summary
Richard Reid Frith Ii, who also goes by Richard R Frith II, Richard Reid Frith Ii, Richard Reid Frith, Rick R Frith Ii, Rick R Frith, Rick Reid Frith, Rick Frith, Ricky Frith, is a registered financial advisor currently at LARSON FINANCIAL GROUP, LLC located in Minneapolis, Minnesota and LARSON FINANCIAL SECURITIES, LLC located in Minneapolis, Minnesota.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Richard has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard R Frith Ii | Richard Reid Frith Ii | Richard Reid Frith | Rick R Frith Ii | Rick R Frith | Rick Reid Frith | Rick Frith | Ricky Frith
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business name - Richard Frith, Lagos Properties, LLC Investment-related. Address: Minnetonka, MN 55305 Nature of business - Real estate activities, commercial and residential properties. Title - Owner Start date - February 2014 Hours devoted - 5 hours / month None during trading hours. Duties - Property management. ------------------------ Business name - Foster Klima Investment-related. Address: Minneapolis, MN Nature of business - Disability insurance services. Title - Insurance Advisor Start date - January 2016 Hours devoted - 1 hour / month During trading hours - 1 hour / month Duties - Disability insurance services. LARSON FINANCIAL HOLDINGS, LLC - NON OPERATING HOLDING COMPANY - SHAREHOLDER - 14567 N. Outer 40 Rd., Suite 300 Chesterfield, MO 63017 HOURS DEVOTED 1 HR/MTH - TRADING 0 HRS/MTH REID ENTERPRISES, LLC (09/20/2013) - 5315 W 16th Street Saint Louis Park, MN 55416 - FINANCIAL ADVISORY SERVICES OFFERED THROUGH LARSON FINANCIAL GROUP, LLC - OWNER - HOURS DEVOTED 50 HRS/WK - TRADING 40 HRS/WK SERPENT LAKE REAL ESTATE, LLC POSITION: Owner NATURE: Purchased a property in Deerwood, MN on a lake. Plan is to use property as a vacation rental. May look to acquire more properties in the future. Set up LLC, as I am partnering with two other individuals in this venture. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 07/20/2023 ADDRESS: 16459 Kiska St NE, Ham Lake MN 55304-7566, United States DESCRIPTION: General property management.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Reid Frith Ii's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 7, 2010 - Present
LARSON FINANCIAL GROUP, LLC
Office #1: 6160 Summit Dr N Suite 580, Minneapolis, MN 55430RIA
CRD#: 140599
Minneapolis, MN
Current
July 26, 2010 - Present
LARSON FINANCIAL SECURITIES, LLC
Office #1: 6160 Summit Drive N Suite 580, Minneapolis, MN 55430BD
CRD#: 152517
Minneapolis, MN
Past
July 21, 2020 - March 28, 2022
LARSON WEALTH PARTNERS
RIA
CRD#: 309688
MINNEAPOLIS, MN
Past
February 23, 2009 - July 29, 2010
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
MINNEAPOLIS, MN
Past
March 16, 2007 - January 22, 2009
OSAIC SERVICES, INC.
BD
CRD#: 133763
ROSEVILLE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LF
LARSON FINANCIAL GROUP, LLC
LARSON FINANCIAL GROUP, LLC | WORK OPTIONAL | THE PHYSICIANS THRIVE | OAKMONT FINANCIAL GROUP | MIDWEST WEALTH MANAGEMENT | LIONSGATE ADVISORS
CRD#: 140599 / SEC#: 801-71543
RIA
Registered Investment Advisory firm - (6/23/2010 Approved)Florida
Registered Investment Advisory firm - (6/30/2010 Terminated)Indiana
Registered Investment Advisory firm - (6/30/2010 Terminated)Kansas
Registered Investment Advisory firm - (6/30/2010 Terminated)Kentucky
Registered Investment Advisory firm - (6/30/2010 Terminated)Minnesota
Registered Investment Advisory firm - (7/1/2010 Terminated)Missouri
Registered Investment Advisory firm - (6/30/2010 Terminated)Ohio
Registered Investment Advisory firm - (6/30/2010 Terminated)Tennessee
Registered Investment Advisory firm - (7/30/2010 Terminated)Texas
Registered Investment Advisory firm - (6/30/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (6/30/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/13/2013)
RR
Arkansas(1/16/2025)
RR
California(1/3/2011)
RR
Colorado(10/22/2024)
RR
Connecticut(3/18/2022)
RR
Delaware(1/18/2022)
RR
Florida(12/5/2012)
RR
Hawaii(3/31/2022)
RR
Illinois(3/11/2015)
RR
Indiana(8/26/2014)
RR
Iowa(6/20/2016)
RR
Kentucky(2/15/2021)
RR
Maryland(3/3/2016)
RR
Massachusetts(3/8/2013)
RR
Michigan(3/25/2015)
RR
Minnesota(7/26/2010)
IAR
Minnesota(10/27/2014)
RR
Nevada(6/5/2015)
RR
New York(1/29/2016)
RR
North Carolina(8/26/2024)
RR
North Dakota(10/10/2012)
RR
Oregon(2/10/2014)
RR
Pennsylvania(11/12/2019)
RR
Rhode Island(12/10/2021)
RR
South Carolina(2/14/2024)
RR
South Dakota(9/10/2012)
RR
Tennessee(9/13/2013)
IAR
Texas(1/13/2011)
RR
Texas(7/16/2012)
RR
Utah(11/20/2014)
RR
Virginia(9/25/2015)
RR
Washington(2/11/2014)
RR
West Virginia(11/22/2011)
RR
Wisconsin(8/4/2010)
RR
Wyoming(1/14/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/3/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LF
LARSON FINANCIAL GROUP, LLC
LARSON FINANCIAL GROUP, LLC | WORK OPTIONAL | THE PHYSICIANS THRIVE | OAKMONT FINANCIAL GROUP | MIDWEST WEALTH MANAGEMENT | LIONSGATE ADVISORS
CRD#: 140599 / SEC#: 801-71543
RIA
Registered Investment Advisory firm - (6/23/2010 Approved)Florida
Registered Investment Advisory firm - (6/30/2010 Terminated)Indiana
Registered Investment Advisory firm - (6/30/2010 Terminated)Kansas
Registered Investment Advisory firm - (6/30/2010 Terminated)Kentucky
Registered Investment Advisory firm - (6/30/2010 Terminated)Minnesota
Registered Investment Advisory firm - (7/1/2010 Terminated)Missouri
Registered Investment Advisory firm - (6/30/2010 Terminated)Ohio
Registered Investment Advisory firm - (6/30/2010 Terminated)Tennessee
Registered Investment Advisory firm - (7/30/2010 Terminated)Texas
Registered Investment Advisory firm - (6/30/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (6/30/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 N Broadway Suite 1700, Saint Louis, MO 63102
Mailing Address
Phone number
(866) 569-2450
Established
Firm type
Fiscal year end
# of Employees
115
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 24,504 |
| AUM (Assets Under Management) | $ 4,032,736,835 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/08/2024 | ||
| 12/13/2023 | ||
| 01/03/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LARSON FINANCIAL GROUP, LLC
CRD#: 140599Minneapolis, MN 55430TRUST BUT VERIFY
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