Edmundo O. Rubies
Professional summary
Edmundo Otavio Rubies, who also goes by None/ No Other Names, is a registered financial professional currently at INTESA SANPAOLO IMI SECURITIES CORP. located in New York, New York.
Edmundo is registered as a RR (Registered Representative) and started their career in finance in 2006. Edmundo has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edmundo Otavio Rubies's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 16, 2011 - Present
INTESA SANPAOLO IMI SECURITIES CORP.
Office #1: 1 William Street, New York, NY 10004Office #2: 1 William Street, New York, NY 10004August 16, 2006 - August 17, 2011
COMMERZ MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/15/2013)
(4/15/2013)
(8/16/2011)
(4/15/2013)
(8/16/2011)
(4/15/2013)
(8/16/2011)
(4/15/2013)
(2/22/2012)
(8/16/2011)
(4/15/2013)
(10/12/2012)
(4/15/2013)
(10/9/2013)
(8/16/2011)
(8/16/2011)
(12/17/2019)
(4/15/2013)
(4/15/2013)
(4/15/2013)
(4/15/2013)
Exams
FINRA
Nasdaq Stock Market
New York Stock Exchange
Current Firm
INTESA SANPAOLO IMI SECURITIES CORP.
CRD#: 19418 / SEC#: , 8-37444
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IMI CAPITAL MARKETS USA CORPORATION | SOLE SHAREHOLDER | |
| AMOROSO, PAOLO GLAUCO | CORPORATE SECRETARY | 7870609 |
| BURIOLI, NOVELLA | DIRECTOR | 7874990 |
| DIBELLA, VINCENT | CHIEF FINANCIAL OFFICER/ TREASURER | 2587408 |
| LUCCHINI, STEFANO | DIRECTOR | 7889772 |
| MARRAS, STEFANO | CEO/DIRECTOR | 7322813 |
| PARISI, RICHARD ANTHONY | CHIEF OPERATIONS OFFICER | 4668388 |
| RUIZ, JEFFREY A | CHIEF COMPLIANCE OFFICER | 2562825 |
| SEGNI, LAURA | DIRECTOR | 7890924 |
Disclosures
| Regulatory Event | 11 |
| Criminal | 1 |
| Civil Event | 1 |
Red Flags
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