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FIRM PROFILE
Overview
INTESA SANPAOLO IMI SECURITIES CORP. is located at 1 William Street, New York, NY 10004 and was first established at New York, Delaware in 12/01/1986. After operating for 39 years, INTESA SANPAOLO IMI SECURITIES CORP. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of INTESA SANPAOLO IMI SECURITIES CORP.’s clients are individuals and 0% of their clients are high net worth individuals. INTESA SANPAOLO IMI SECURITIES CORP. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at INTESA SANPAOLO IMI SECURITIES CORP. are registered to handle securities or provide financial advice. The firm has 13 disclosures, 11 being regulatory events, 2 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access INTESA SANPAOLO IMI SECURITIES CORP.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at INTESA SANPAOLO IMI SECURITIES CORP.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for INTESA SANPAOLO IMI SECURITIES CORP. Comes From
Understanding the Statistics for INTESA SANPAOLO IMI SECURITIES CORP. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1 William Street, New York, NY 10004
1 William Street, New York, NY 10004
Small
(212) 326-1100
Delaware since 12/01/1986
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| IMI CAPITAL MARKETS USA CORPORATION | SOLE SHAREHOLDER | ||
| AMOROSO, PAOLO GLAUCO | CORPORATE SECRETARY | 7870609 | |
| BURIOLI, NOVELLA | DIRECTOR | 7874990 | |
| DIBELLA, VINCENT | CHIEF FINANCIAL OFFICER/ TREASURER | 2587408 | |
| LUCCHINI, STEFANO | DIRECTOR | 7889772 | |
| MARRAS, STEFANO | CEO/DIRECTOR | 7322813 | |
| PARISI, RICHARD ANTHONY | CHIEF OPERATIONS OFFICER | 4668388 | |
| RUIZ, JEFFREY A | CHIEF COMPLIANCE OFFICER | 2562825 | |
| SEGNI, LAURA | DIRECTOR | 7890924 |
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Advisor's working at INTESA SANPAOLO IMI SECURITIES CORP.
Valentina De Liso
Harris Matthew Bloom
Gregory Jason Principe
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