Kenneth A. Tolbert
Professional summary
Kenneth Adam Tolbert, who also goes by Kenneth A. Tolbert, Kenneth Adam Tolbert, Kenneth Tolbert, Kenneth A Tolbert, is a registered financial professional currently at GAR WOOD SECURITIES, LLC located in Austin, Texas.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 2007. Kenneth has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Adam Tolbert's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 4, 2025 - Present
GAR WOOD SECURITIES, LLC
July 10, 2024 - November 14, 2024
HILLTOP SECURITIES INC.
September 15, 2017 - January 19, 2023
CHARLES SCHWAB & CO., INC.
December 3, 2015 - August 15, 2017
TD AMERITRADE, INC.
June 20, 2011 - November 10, 2015
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
April 18, 2011 - June 7, 2011
TD AMERITRADE, INC.
January 17, 2007 - January 25, 2010
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/4/2025)
Exams
FINRA
Current Firm
GAR WOOD SECURITIES, LLC
CRD#: 138033 / SEC#: , 8-67143
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GERECKE, DENNIS ROBERT | CLASS A MEMBER, EVP, COO, ROSFP | 1856554 |
| JERSEY, ROBERT STANTON | CEO, CLASS A MEMBER, SOLE MGR. | 1592359 |
| ROETTGER, ANDREW | CLASS B MEMBER | 7427489 |
| JERSEY, RICHARD ANDREW | CLASS B MEMBER | 8002945 |
| DOOLEY, BRADFORD R | OUTSIDE FINOP, PRIMARY FINANCIAL OFFICER, PRIMARY OPERATIONS OFFICER | 4308078 |
| GANTAR, CRAIG MICHAEL | CLASS B MEMBER, SVP, SALES MANAGER | 3238628 |
| GOUWENS, SHERRY LEE | CLASS B MEMBER , CHIEF ADMINISTRATIVE OFFICER | 4458617 |
| JERSEY, ROBERT COLEMAN | CLASS B MEMBER, SVP - SENIOR RELATIONSHIP MGR | 5870086 |
| TATTAS, MICHAEL CARL | CLASS B MEMBER, CHIEF COMPLIANCE OFFICER | 4386824 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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