Dennis Robert Gerecke
Professional Summary
Dennis Robert Gerecke is a registered financial advisor currently at GAR WOOD SECURITIES, LLC located in Naperville, Illinois. Dennis is registered as a RR (Registered Representative) and started their career in finance in 1988. Dennis has worked at 6 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 57TO, SIE, Series 3, Series 7, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
GAR WOOD SECURITIES, LLC
Contact Information
Main Address
1250 East Diehl Road Suite 115, Naperville, IL 60563Mailing Address
1250 East Diehl Road Suite 115, Naperville, IL 60563Phone Number
(312) 566-0741Established
Delaware since 02/20/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GERECKE, DENNIS ROBERT | CLASS A MEMBER, EVP, COO, ROSFP | 1856554 |
| JERSEY, ROBERT STANTON | CEO, CLASS A MEMBER, SOLE MGR. | 1592359 |
| ROETTGER, ANDREW | CLASS B MEMBER | 7427489 |
| JERSEY, RICHARD ANDREW | CLASS B MEMBER | 8002945 |
| DEGOOD, BRET ANTHONY | CHIEF FINANCIAL OFFICER | 7967462 |
| GANTAR, CRAIG MICHAEL | CLASS B MEMBER, SVP, SALES MANAGER | 3238628 |
| GOUWENS, SHERRY LEE | CLASS B MEMBER , CHIEF ADMINISTRATIVE OFFICER | 4458617 |
| JERSEY, ROBERT COLEMAN | CLASS B MEMBER, SVP - SENIOR RELATIONSHIP MGR | 5870086 |
| TATTAS, MICHAEL CARL | CLASS B MEMBER, CHIEF COMPLIANCE OFFICER | 4386824 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/28/2006)
(9/28/2009)
(10/17/2011)
(5/8/2006)
(5/26/2010)
(2/17/2006)
(4/21/2006)
(12/9/2010)
(3/13/2012)
(11/7/2013)
(9/16/2009)
(11/20/2009)
(10/26/2010)
(11/13/2015)
(2/10/2010)
(6/6/2006)
(10/13/2006)
(3/31/2010)
(11/23/2009)
(3/18/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Dennis Robert Gerecke's CRS (Customer Relationship Summary).
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