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Stephanie Mavis D'ippolito

Stephanie M. D'ippolito

THE CLARIUS GROUP
Seattle, WA 98104
Some features on this profile are disabled
CRD#: 5152745
Stephanie Mavis D'ippolito

Professional summary

Stephanie Mavis D'ippolito, CFP®, who also goes by Stephanie Mavis West, Stephanie Mavis Zydzik, is a registered financial advisor currently at THE CLARIUS GROUP, LLC located in Seattle, Washington.

Stephanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Stephanie has worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Stephanie Mavis West | Stephanie Mavis Zydzik

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Mavis D'ippolito's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2011

Experience

Current

November 8, 2024 - Present

THE CLARIUS GROUP, LLC

Office #1: 999 Third Avenue, Suite 3050, Seattle, WA 98104
RIA
CRD#: 173347
Seattle, WA
Past

August 11, 2017 - July 1, 2024

FREESTONE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 145711
SEATTLE, WA
Past

October 29, 2015 - July 28, 2017

WEALTHSPIRE CAPITAL, LLC

BD
CRD#: 171970
Milwaukee, WI
Past

June 19, 2013 - July 28, 2017

WEALTHSPIRE ADVISORS

RIA
CRD#: 168095
MILWAUKEE, WI
Past

April 12, 2012 - July 8, 2013

BAKER TILLY INVESTMENT ADVISORS

RIA
CRD#: 111264
MADISON, WI
Past

April 12, 2012 - July 8, 2015

BAKER TILLY CAPITAL, LLC

BD
CRD#: 115333
MILWAUKEE, WI
Past

July 17, 2009 - April 18, 2012

ROBERT W. BAIRD & CO. INCORPORATED

RIA
CRD#: 8158
MILWAUKEE, WI
Past

May 11, 2009 - April 18, 2012

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
THE CLARIUS GROUP, LLC
SHARED FAMILY OFFICE | THE CLARIUS GROUP, LLC | SHARED FAMILY OFFICE, LLC

CRD#: 173347 / SEC#: 801-80681

RIA
Registered Investment Advisory firm - (1/5/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Washington
(11/8/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/16/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/28/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/8/2009
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/25/2010
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 12/8/2009
General Securities Sales Supervisor - Options Module Examination

Current Firm

TC
THE CLARIUS GROUP, LLC
SHARED FAMILY OFFICE | THE CLARIUS GROUP, LLC | SHARED FAMILY OFFICE, LLC

CRD#: 173347 / SEC#: 801-80681

RIA
Registered Investment Advisory firm - (1/5/2015 Approved)
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Contact information

Main Address
999 Third Avenue, Suite 3050, Seattle, WA 98104
Mailing Address
Phone number
(206) 462-7400
Established
Firm type
Fiscal year end
# of Employees
35

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DATED MARCH 27, 2023 (3/20/2025)

Regulatory assets under management

Total Number of Accounts1,511
AUM (Assets Under Management)$ 4,680,010,497

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/09/2025
Cover Page
Report
07/25/2023
Cover Page
Report
01/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE CLARIUS GROUP, LLC

CRD#: 173347Seattle, WA 98104

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