Stephanie M. D'ippolito
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephanie Mavis D'ippolito, CFP®, who also goes by Stephanie Mavis West, Stephanie Mavis Zydzik, was a registered financial professional .
Stephanie is a previously registered financial professional and started their career in finance in 2009. Stephanie had worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2011
Experience
November 8, 2024 - February 18, 2026
THE CLARIUS GROUP, LLC
August 11, 2017 - July 1, 2024
FREESTONE CAPITAL MANAGEMENT, LLC
October 29, 2015 - July 28, 2017
WEALTHSPIRE CAPITAL, LLC
June 19, 2013 - July 28, 2017
WEALTHSPIRE ADVISORS
April 12, 2012 - July 8, 2013
BAKER TILLY INVESTMENT ADVISORS
April 12, 2012 - July 8, 2015
BAKER TILLY CAPITAL, LLC
July 17, 2009 - April 18, 2012
ROBERT W. BAIRD & CO. INCORPORATED
May 11, 2009 - April 18, 2012
ROBERT W. BAIRD & CO. INCORPORATED
Primary Firm SEC Registration
THE CLARIUS GROUP, LLC
CRD#: 173347 / SEC#: 801-80681
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE CLARIUS GROUP, LLC
CRD#: 173347 / SEC#: 801-80681
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,511 |
| AUM (Assets Under Management) | $ 4,680,010,497 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2026 | ||
| 01/09/2025 | ||
| 07/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
