Alyssa Guerra

CASTLEVIEW PARTNERS

Coral Gables, FL 33134

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CRD#: 5152168

Professional summary

Alyssa Guerra, CFP®, who also goes by Alyssa M Alfonso, Alyssa M. Alfonso, Alyssa Maria Guerra, is a registered financial advisor currently at CASTLEVIEW PARTNERS, LLC located in Coral Gables, Florida and KOVACK SECURITIES INC. located in Coral Gables, Florida.

Alyssa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Alyssa has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alyssa M Alfonso | Alyssa M. Alfonso | Alyssa Maria Guerra

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DBA - CASTLEVIEW PARTNERS- 814 PONCE DE LEON BLVD #500, CORAL GABLES, FL 33134; FINANCIAL PLANNING AND INVESTMENT MANAGEMENT; INVESTMENT RELATED; FINANCIAL ADVISOR; 50% OF TIME SPENT 2) ALYSSA M. GUERRA WEALTH MANAGEMENT INC. - 814 PONCE DE LEON BLVD #500,CORAL GABLES, FL 33134; FINANCIAL PLANNING AND INVESTMENT MANAGEMENT. ENTITY FOR PASS-THROUGH INCOME; INVESTMENT RELATED; PRESIDENT 3) FIXED INSURANCE- 814 PONCE DE LEON BLVD #500, CORAL GABLES, FL 33134;FIXED INSURANCE SALES; INVESTMENT RELATED; AGENT; 5% OF TIME SPENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alyssa Guerra's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

August 2, 2017 - Present

CASTLEVIEW PARTNERS, LLC

Office #1: 814 Ponce De Leon Suite 500, Coral Gables, FL 33134

RIA

CRD#: 281410

Coral Gables, FL

Current

July 14, 2017 - Present

KOVACK SECURITIES INC.

Office #1: 814 Ponce De Leon Blvd Ste 500, Coral Gables, FL 33134

CRD#: 44848

Coral Gables, FL

Past

September 9, 2016 - July 18, 2017

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

MIAMI, FL

Past

September 27, 2006 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

MIAMI, FL

Past

July 6, 2006 - July 18, 2017

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CASTLEVIEW PARTNERS, LLC

AIALPHA TAMP SERVICES | FUSE PARTNERS | CASTLEVIEW PARTNERS, LLC D/B/A AIALPHA TAMP SERVICES | CASTLEVIEW PARTNERS, LLC

CRD#: 281410 / SEC#: 801-106652

RIA

Registered Investment Advisory firm - (9/11/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/19/2022)

Florida
(7/14/2017)

IAR

Florida
(8/2/2017)

New Jersey
(11/7/2023)

New York
(7/14/2017)

Texas
(7/14/2017)

IAR

Texas
(12/12/2017)

Virginia
(11/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/25/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/5/2006

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

CASTLEVIEW PARTNERS, LLC

AIALPHA TAMP SERVICES | FUSE PARTNERS | CASTLEVIEW PARTNERS, LLC D/B/A AIALPHA TAMP SERVICES | CASTLEVIEW PARTNERS, LLC

CRD#: 281410 / SEC#: 801-106652

RIA

Registered Investment Advisory firm - (9/11/2015 Approved)

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Contact information

Main Address

4851 Lbj Freeway Suite 850, Dallas, TX 75244

Mailing Address

Phone number

(214) 710-1995

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CASTLEVIEW FORM ADV, PART II UPDATED FOR ADDRESS CHANGE (9/29/2025)

CASTLEVIEW PARTNERS ADV PART 2A FY 2024-25 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,133
AUM (Assets Under Management)	$ 331,233,271

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alyssa Guerra

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alyssa Guerra's CRS (Customer Relationship Summary).

Certified licenses

Experience

KOVACK SECURITIES INC.

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

CASTLEVIEW PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/25/2006

SIE

Date: 10/1/2018

Series 7

Date: 7/5/2006

FINRA

Nasdaq Stock Market

Current Firm

CASTLEVIEW PARTNERS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CASTLEVIEW PARTNERS, LLC

TRUST BUT VERIFY

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