Jeff S. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeff Scott Jones, who also goes by Jeff Jones, was a registered financial professional .
Jeff is a previously registered financial professional and started their career in finance in 2006. Jeff had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2013 - October 15, 2013
TEJAS SECURITIES GROUP, INC.
May 11, 2010 - November 8, 2011
B. RILEY SECURITIES, INC.
November 24, 2008 - May 11, 2010
INTL FCSTONE CREDIT TRADING LLC
August 17, 2006 - December 12, 2008
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TEJAS SECURITIES GROUP, INC.
CRD#: 36705 / SEC#: , 8-47433
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
