AH
Andrae L. Hampton
STRATEGIC ADVISERS LLC
AKRON, OH
Some features on this profile are disabled
CRD#: 5151826
AH
Professional summary
Andrae L Hampton, who also goes by Andrae L Hampton, Andrae Hampton, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Akron, Ohio and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Andrae is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Andrae has worked at 9 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrae L Hampton | Andrae Hampton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-64299|OrgNmn:Dreams Academy|Org Addr:Akron,Ohio,US|OBA Nature:Mentorship program for inner c|Invst Rel:N|Title:Employee|Duties:I assist with designing program activities for the young men to participate in.|StrtDt:11-17-2021|TotHrs/mon:8|TrdHrs/mon:0|OBA-64297|OrgNmn:City of Joy Life Enrichment Center|Org Addr:Akron,Ohio,US|OBA Nature:Church|Invst Rel:N|Title:Employee|Duties:Assistant Pastor, I assist with running our Sunday service and assisting members on a spiritual basis.|StrtDt:11-10-2021|TotHrs/mon:15|TrdHrs/mon:0|OBA-64298|OrgNmn:Celebrations By Shari|Org Addr:Avon,Ohio,US|OBA Nature:Wedding officiant|Invst Rel:N|Title:Independent Contractor|Duties:Officiate weddings|StrtDt:11-10-2021|TotHrs/mon:4|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Andrae L Hampton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
AKRON, OH
Current
November 9, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
Smithfield, RI
Past
November 18, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
WESTLAKE, TX
Past
March 3, 2016 - November 18, 2019
PNC CAPITAL ADVISORS LLC
RIA
CRD#: 151829
Cleveland, OH
Past
February 25, 2016 - November 20, 2019
FORESIDE DISTRIBUTION SOLUTIONS, LLC
BD
CRD#: 118787
CLEVELAND, OH
Past
October 4, 2012 - January 29, 2016
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
CLEVELAND, OH
Past
October 4, 2012 - January 29, 2016
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
CLEVELAND, OH
Past
October 20, 2010 - September 7, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
AKRON, OH
Past
October 20, 2010 - September 7, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
AKRON, OH
Past
September 7, 2007 - October 12, 2010
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
MAYFIELD HEIGHTS, OH
Past
November 20, 2006 - October 12, 2010
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
MAYFIELD HEIGHTS, OH
Past
July 27, 2006 - November 3, 2006
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
AKRON, OH
Past
July 10, 2006 - November 3, 2006
MORGAN STANLEY DW INC.
BD
CRD#: 7556
AKRON, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/12/2021)
RR
Alaska(11/15/2021)
RR
Arizona(11/19/2021)
RR
Arkansas(11/10/2021)
RR
California(11/10/2021)
RR
Colorado(11/15/2021)
RR
Connecticut(11/10/2021)
RR
Delaware(11/10/2021)
RR
District of Columbia(11/30/2021)
RR
Florida(11/10/2021)
RR
Georgia(11/10/2021)
RR
Hawaii(11/10/2021)
RR
Idaho(11/10/2021)
RR
Illinois(11/10/2021)
RR
Indiana(11/12/2021)
RR
Iowa(11/9/2021)
RR
Kansas(11/10/2021)
RR
Kentucky(11/12/2021)
RR
Louisiana(11/16/2021)
RR
Maine(11/10/2021)
RR
Maryland(11/10/2021)
RR
Massachusetts(12/7/2021)
RR
Michigan(11/15/2021)
RR
Minnesota(11/12/2021)
RR
Mississippi(11/10/2021)
RR
Missouri(11/10/2021)
RR
Montana(11/10/2021)
RR
Nebraska(11/15/2021)
RR
Nevada(11/24/2021)
RR
New Hampshire(11/15/2021)
RR
New Jersey(11/10/2021)
RR
New Mexico(11/10/2021)
RR
New York(11/17/2021)
RR
North Carolina(11/10/2021)
RR
North Dakota(11/15/2021)
RR
Ohio(11/10/2021)
IAR
Ohio(3/31/2025)
RR
Oklahoma(11/10/2021)
RR
Oregon(11/18/2021)
RR
Pennsylvania(11/10/2021)
RR
Puerto Rico(11/15/2021)
RR
Rhode Island(11/12/2021)
RR
South Carolina(11/15/2021)
RR
South Dakota(11/30/2021)
RR
Tennessee(11/10/2021)
RR
Texas(11/9/2021)
IAR
Texas(3/31/2025)
RR
Utah(11/12/2021)
RR
Vermont(11/10/2021)
RR
Virgin Islands(11/10/2021)
RR
Virginia(12/6/2021)
RR
Washington(11/10/2021)
RR
West Virginia(11/18/2021)
RR
Wisconsin(11/11/2021)
RR
Wyoming(11/19/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
