NE
Neely K. Elstrodt
OCTOBER EFFECT LTD.
Virginia Beach, VA 23462
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CRD#: 5151667
NE
Professional summary
Neely Kathleen Elstrodt, who also goes by Neely Kathleen Mccully, is a registered financial advisor currently at OCTOBER EFFECT LTD. located in Virginia Beach, Virginia.
Neely is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Neely has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Neely Kathleen Mccully
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TEHEL AND COMPANY, INC.,1270 DIAMOND SPRINGS ROAD, VIRGINIA BEACH VA 23455
CATEGORY: TAX PREPARATION
INVESTMENT-RELATED: NO
TITLE: TREASURER
DUTIES: PREPARE TAX RETURNS FOR INDIVIDUALS AND CORPORATIONS
START DATE: 5/2006
HOURS PER MONTH: 120
HOURS PER MONTH DURING TRADING HOURS: 80
CRS (Client Relationship Summary) - RIA
Click below to view Neely Kathleen Elstrodt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 17, 2017 - Present
OCTOBER EFFECT LTD.
Office #1: 1270 Diamond Springs Road #103, Virginia Beach, VA 23462RIA
CRD#: 281369
Virginia Beach, VA
Past
July 6, 2007 - November 19, 2015
OSAIC FA, INC.
RIA
CRD#: 3978
VIRGINIA BEACH, VA
Past
January 1, 2007 - November 19, 2015
OSAIC FA, INC.
BD
CRD#: 3978
VIRGINIA BEACH, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OE
OCTOBER EFFECT LTD.
OCTOBER EFFECT LTD | OCTOBER EFFECT LTD.
CRD#: 281369 / SEC#: 801-132795
RIA
Registered Investment Advisory firm - (5/16/2025 Approved)Colorado
Registered Investment Advisory firm - (9/15/2025 Terminated)Florida
Registered Investment Advisory firm - (9/10/2025 Terminated)Maryland
Registered Investment Advisory firm - (6/6/2022 Terminated)North Carolina
Registered Investment Advisory firm - (9/30/2025 Terminated)South Carolina
Registered Investment Advisory firm - (9/10/2025 Terminated)Texas
Registered Investment Advisory firm - (9/10/2025 Terminated)Virginia
Registered Investment Advisory firm - (9/13/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(11/17/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
OE
OCTOBER EFFECT LTD.
OCTOBER EFFECT LTD | OCTOBER EFFECT LTD.
CRD#: 281369 / SEC#: 801-132795
RIA
Registered Investment Advisory firm - (5/16/2025 Approved)Colorado
Registered Investment Advisory firm - (9/15/2025 Terminated)Florida
Registered Investment Advisory firm - (9/10/2025 Terminated)Maryland
Registered Investment Advisory firm - (6/6/2022 Terminated)North Carolina
Registered Investment Advisory firm - (9/30/2025 Terminated)South Carolina
Registered Investment Advisory firm - (9/10/2025 Terminated)Texas
Registered Investment Advisory firm - (9/10/2025 Terminated)Virginia
Registered Investment Advisory firm - (9/13/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Columbus Center, Suite 651a, Virginia Beach, VA 23462
Mailing Address
Phone number
(757) 390-3341
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 588 |
| AUM (Assets Under Management) | $ 111,668,310 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OCTOBER EFFECT LTD.
CRD#: 281369Virginia Beach, VA 23462TRUST BUT VERIFY
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