AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
CJ

Christopher R. Johnson

CETERA INVESTMENT ADVISERS LLC
PORTSMOUTH, NH 03801
Some features on this profile are disabled
CRD#: 5151407
CJ

Professional summary


Christopher R Johnson, CFP®, who also goes by Christopher Russell Johnson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Portsmouth, New Hampshire and CETERA WEALTH SERVICES, LLC located in Lebanon, New Hampshire.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Christopher has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Christopher Russell Johnson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TSS WEALTH MANAGEMENT, LLC; POSITION: Director of Wealth Management NATURE: In charge of the WM Division. INVESTMENT RELATED: No NUMBER OF HOURS: 250 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2020 ADDRESS: 19 Morgan Drive, Lebanon NH 03766, United States DESCRIPTION: Marketing, meet w/ clients, give recommendations. 2) TSS WEALTH MANAGEMENT POSITION: Consultant NATURE: I will be working with our CPA group that works in the auto dealership space. I will be putting on presentations, and consulting with our CPA team to the auto dealerships associations and auto dealerships themselves. we talk about succession planning, estate planning issues. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 12/01/2020 ADDRESS: 19 Morgan Drive, Lebanon NH 03766, United States DESCRIPTION: Consulting Business Development Speaker/lecturer 3) TSSWMM FINANCIAL GROUP POSITION: Owner NATURE: TSSWMM Financial Group is an office of dedicated individuals committed to offering financial planning, investment management, distribution/retirement planning, business planning, insurance, tax management, legacy planning, among various types of education for clients to help better their financial futures. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 02/01/2024 ADDRESS: 19 Morgan Drive, Lebanon NH 03766, United States DESCRIPTION: 1.) Portfolio review Going through each account to see if positions held in accounts are adequate for risk and analyzing for client benefits.2.) Client meetings Meeting with clients every quarter to make sure all questions are answered, and to review any changes over the past quarter3.) Investment research Knowing clients personally means that when doing investment research, you can tailor positions to an account4.) Issuing Insurance & Annuity contacts Sometimes specific life events, and circumstances can have one looking into different types of insurances & annuities. I am here to make sure if there is a product out there that the client is aware of it, and presented the material.5.) Business retirement planning (401ks) Helping small business owners with setting up and maintaining their 401ks TSWM ADVISORY GROUP POSITION: Director of Wealth Management NATURE: This will be the new title of our Wealth Management Firm which I am part owner and the director of the firm who manages the clients, our employees, and our portfolios. 4) Run a Wealth Management Firm Market our firm Financial planning for clients investment management for firm Lead our employees INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 07/01/2025 ADDRESS: 19 Morgan Drive, Lebanon NH 03766, United States DESCRIPTION: We will be providing wealth management service to our clients and public. I will be the Director. Meet with clients service clients manage portfolios market our firm manage the firm

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Christopher R Johnson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2014

Experience


Current

September 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 75 Congress Street Suite 209, Portsmouth, NH 03801Office #2: 19 Morgan Drive, Lebanon, NH 03766
RIA
CRD#: 105644
PORTSMOUTH, NH
Current

September 5, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 19 Morgan Drive, Lebanon, NH 03766Office #2: 75 Congress Street Ste 204, Portsmouth, NH 03801
BD
CRD#: 13572
LEBANON, NH
Past

October 25, 2019 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
LEBANON, NH
Past

October 25, 2019 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
Portsmouth, NH
Past

July 8, 2018 - October 25, 2019

1ST GLOBAL ADVISORS INC

RIA
CRD#: 111133
DALLAS, TX
Past

June 20, 2018 - October 25, 2019

1ST GLOBAL CAPITAL CORP.

BD
CRD#: 30349
DALLAS, TX
Past

May 24, 2011 - May 5, 2017

USAA FINANCIAL PLANNING SERVICES

RIA
CRD#: 106352
Addison, TX
Past

May 24, 2011 - May 5, 2017

USAA FINANCIAL ADVISORS, INC.

BD
CRD#: 129035
ADDISON, TX
Past

August 15, 2006 - May 9, 2011

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
DALLAS, TX
Past

July 19, 2006 - May 9, 2011

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
DALLAS, TX

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(9/5/2025)
RR
California
(10/7/2025)
RR
District of Columbia
(9/5/2025)
RR
Florida
(9/5/2025)
RR
Maine
(9/29/2025)
RR
Maryland
(9/5/2025)
RR
Massachusetts
(9/5/2025)
RR
New Hampshire
(9/5/2025)
IAR
New Hampshire
(9/5/2025)
RR
New Jersey
(9/5/2025)
RR
New Mexico
(9/18/2025)
RR
New York
(9/5/2025)
RR
North Carolina
(9/5/2025)
RR
Pennsylvania
(9/5/2025)
RR
Tennessee
(9/18/2025)
RR
Texas
(9/5/2025)
IAR
Texas
(9/5/2025)
RR
Vermont
(9/5/2025)
RR
Virginia
(9/5/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 8/14/2006
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management


Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
12/13/2024
09/26/2023
11/18/2022

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Portsmouth, NH 03801

TRUST BUT VERIFY

Monitor Christopher Johnson

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


John Franklin Habig
John HabigAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Rye, NH
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.