Michael J. Dent
Professional summary
Michael Justin Dent, who also goes by Michael J Dent, Michael Justin Dent, is a registered financial advisor currently at ALCHEMY WEALTH MANAGEMENT located in Atlanta, Georgia and WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located in Peachtree City, Georgia.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Michael has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Justin Dent's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Justin Dent's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 3, 2024 - Present
ALCHEMY WEALTH MANAGEMENT
Office #1: 1755 Inverness Ave Ne, Atlanta, GA 30306September 24, 2025 - Present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Office #1: 101 World Dr Ste 175, Peachtree City, GA 30269September 23, 2025 - Present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Office #1: 101 World Dr Ste 175, Peachtree City, GA 30269June 1, 2009 - May 16, 2024
MORGAN STANLEY
June 1, 2009 - May 16, 2024
MORGAN STANLEY
April 24, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
October 17, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/3/2024)
(9/23/2025)
Exams
FINRA
Current Firm
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC | SOLE MEMBER | |
| CRAVEN, JAMES J | BOARD OF MANAGERS | 4323533 |
| GINDI, SOL | BOARD OF MANAGERS | 4903526 |
| KARANIK, ERIK ANTHONY | CHIEF EXECUTIVE OFFICER / BOARD OF MANAGERS | 2260890 |
| LACEY, PAUL | PRINCIPAL OPERATIONS OFFICER/CONTROL PRINCIPAL | 5616656 |
| MARKMANN, DAVID FRANZ | DESIGNATED TEXAS OFFICER | 2637778 |
| PATEL, RAKESH | CHIEF FINANCIAL OFFICER | 5385585 |
| SANKOVICH, PAUL CAMERON | CHIEF COMPLIANCE OFFICER | 2475029 |
| TA, KIMBERLY CROWDER | BOARD OF MANAGERS/CONTROL PRINCIPAL | 4717506 |
| TYERS, JOHN R | PRESIDENT/BOARD OF MANAGERS/CONTROL PRINCIPAL | 2632380 |
Regulatory assets under management
| Total Number of Accounts | 401,726 |
| AUM (Assets Under Management) | $ 197,360,196,619 |
Disclosures
| Regulatory Event | 35 |
| Arbitration | 39 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 12/11/2023 | ||
| 02/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
