TH
Tyler E. Huck
CETERA INVESTMENT ADVISERS LLC
MANDAN, ND 58554
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CRD#: 5150586
TH
Professional summary
Tyler Edward Huck is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mandan, North Dakota and CETERA WEALTH SERVICES, LLC located in Mandan, North Dakota.
Tyler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Tyler has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) (dba) HUCK FINANCIAL; Investment Related; 402 1st Street NW, P O Box 336, Mandan, ND 58554; Insurance and Financial Services; Producer/Owner; Start Date 10/2019; 160 hours per month with all hours occurring during trading hours; Investments, Retirement & Financial Planning, and Wealth Management. 2) SCHAFER FINANCIAL GROUP; Investment Related; 402 1st Street NW, PO BOX 336, Mandan ND 58554; Holding Company that owns Huck Financial; Owner; Start Date 10/2019; 160 hours per month with all hours per month occurring during trading hours. 3) INDEPENDENT INSURANCE AGENT; Investment Related; 402 1st Street NW, PO BOX 336, Mandan ND 58554; Insurance Sales; Agent; Start Date 2006; 10-15 hours per month with all hours per month occurring during trading hours; Sales and service of life, long term care, and disability insurance products. 4) MANDAN HOCKEY CLUB; Non-investment Related; 905 8th Avenue NW, Mandan, ND 58554; Hockey; Coach; Start Date 01/2006; 5 hours per month with no hours per month during trading hours; Provide curriculum and coach. 5) AVEX GROUP; Investment Related; 5953 Dallas Parkway, Ste 200-A, Plano, TX 75093; Real Estate/Raw Land; Limited Partner; Start Date 10/2020; No hours per month; Land is bought and held; eventually to be sold for a profit. As a limited partner, I do not have any duties.
CRS (Client Relationship Summary) - RIA
Click below to view Tyler Edward Huck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 402 1st Street Nw, Mandan, ND 58554RIA
CRD#: 105644
MANDAN, ND
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 402 1st Street Nw, Mandan, ND 58554BD
CRD#: 13572
Mandan, ND
Past
April 18, 2016 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Mandan, ND
Past
April 8, 2016 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Mandan, ND
Past
September 4, 2009 - April 28, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
MANDAN, ND
Past
September 4, 2009 - April 28, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
MANDAN, ND
Past
July 6, 2009 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
RIA
CRD#: 3600
MANDAN, ND
Past
May 31, 2006 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
MANDAN, ND
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/20/2025)
RR
California(2/20/2025)
RR
Colorado(2/20/2025)
RR
Florida(2/20/2025)
RR
Hawaii(2/20/2025)
RR
Idaho(2/20/2025)
RR
Kentucky(2/20/2025)
RR
Maryland(2/20/2025)
RR
Minnesota(2/20/2025)
RR
Montana(2/20/2025)
RR
Nebraska(2/20/2025)
RR
New York(2/20/2025)
RR
North Carolina(2/20/2025)
RR
North Dakota(2/20/2025)
IAR
North Dakota(2/20/2025)
RR
Oregon(2/20/2025)
RR
Pennsylvania(2/20/2025)
RR
Wisconsin(2/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
