DO
Djeneba Ouattara
TRANSAMERICA FINANCIAL ADVISORS
TORRANCE, CA 90501
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CRD#: 5150134
DO
Djeneba OuattaraTRANSAMERICA FINANCIAL ADVISORS
Professional summary
Djeneba Ouattara is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Torrance, California.
Djeneba is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Djeneba has worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). 1.) NextGen Teachers LLC Investment Related? No 11405 183rd Street | Artesia, CA 90701 Substitute Teacher Start date 8/2016 100 hours per month, 4 hours per day during trading. 2.) Time to Teach Investment Related? No 4381 East English Point Road | Hayden, ID 83835 Trainer Start date 5/2021 0 hours per month. 3.) GMG Investment Related? No 15173 North Road | Suite 200 | Fenton, MI 48430 Senior Advisor Start date 6/2022 0 hours per month. 4.) High Impact Education/Tutor Me Education Investment Related? No 1093 Broxton Ave. | Los Angeles, CA 90024 Tutor Start date 10/2025 6 hours per month, 1 hour per day during trading. 5.) Concorde Investment Related? No 450 7th Ave. | 804| New York, NY 10123 After School Program Instructor Start date 4/2026 6 hours per month, 2 hours per day during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Djeneba Ouattara's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 7, 2026 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 21221 S Western Ave Suite 110, Torrance, CA 90501RIA
BD
CRD#: 16164
TORRANCE, CA
Past
February 11, 2013 - October 12, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
TORRANCE, CA
Past
January 6, 2012 - December 31, 2012
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
CORONA, CA
Past
May 14, 2007 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
CHINO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/7/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
