MC
Melissa J. Constant
PERSONAL BENEFIT FINANCIAL
Lakewood, CO 80215
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CRD#: 5149711
MC
Professional summary
Melissa Jane Constant, who also goes by Melissa Jane Jeiter, Melissa Jane Rocco Mrs, Melissa Jane Rocco, is a registered financial advisor currently at PERSONAL BENEFIT FINANCIAL located in Lakewood, Colorado and KESTRA ADVISORY SERVICES, LLC located in Lakewood, Colorado.
Melissa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Melissa has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Melissa Jane Jeiter | Melissa Jane Rocco Mrs | Melissa Jane Rocco
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Kestra Advisory Services Investment Related: Yes Address: 5707 Southwest Parkway Building2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: salaried staff advisor Start Date: 8/27/2018 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: meet with clients, discuss and implement investment strategies Business Name: Personal Benefit Financial Investment Related: Yes Address: 870 Kipling St Lakewood CO 80215 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: staff advisor Start Date: 8/27/2018 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: staff advisor Business Name: SHORT TERM RENTAL POSITION: owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 16000 W. 52nd Dr, golden CO 80403, United States DESCRIPTION: My husband is going to be in charge of the rental and cleaning. Business Name: PERSONAL BENEFIT ADVISORY, INC. POSITION: Financial Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 09/01/2025 ADDRESS: 870 kipling st, lakewood CO 80215, United States DESCRIPTION: Provide financial services to clients based on their financial situation. Offer professional third party money management. Offer 529s and annuities. We are fiduciaries.
CRS (Client Relationship Summary) - RIA
Click below to view Melissa Jane Constant's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 15, 2017 - Present
PERSONAL BENEFIT FINANCIAL
Office #1: 870 Kipling Street Suite A And B, Lakewood, CO 80215RIA
CRD#: 112517
Lakewood, CO
Current
August 27, 2018 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 870 Kipling St. Suite A, Lakewood, CO 80215RIA
CRD#: 283330
Lakewood, CO
Current
August 27, 2018 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 870 Kipling St. Suite A, Lakewood, CO 80215BD
CRD#: 42046
Lakewood, CO
Past
July 10, 2015 - August 30, 2018
OSAIC WEALTH, INC.
BD
CRD#: 23131
LAKEWOOD, CO
Past
March 7, 2015 - June 18, 2015
SCOTTRADE, INC.
BD
CRD#: 8206
WESTMINSTER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Colorado(5/15/2017)
RR
Colorado(8/27/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
