AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JL

Jose M. Lopera-guevara

TRUIST ADVISORY SERVICES
DORAL, FL 33166
Some features on this profile are disabled
CRD#: 5149646
JL

Professional summary

Jose Mauricio Lopera-guevara, who also goes by Jose Mauricio Lopera, Jose Lopera, Jose Mauricio Lopera Guevara, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Doral, Florida and TRUIST INVESTMENT SERVICES, INC. located in Bal Harbour, Florida.

Jose is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Jose has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 3 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jose Mauricio Lopera | Jose Lopera | Jose Mauricio Lopera Guevara

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose Mauricio Lopera-guevara's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 17, 2021 - Present

TRUIST ADVISORY SERVICES, INC.

Office #1: 8699 Nw 36th St, Doral, FL 33166
RIA
CRD#: 283390
DORAL, FL
Current

February 17, 2021 - Present

TRUIST INVESTMENT SERVICES, INC.

Office #1: 9600 Collins Ave, Bal Harbour, FL 33154Office #2: 901 Arthur Godfrey Rd, Miami Beach, FL 33140Office #3: 6090 Overseas Hwy, Marathon, FL 33050Office #4: 10990 Biscayne Blvd Unit 11, Miami, FL 33161Office #5: 8701 Sw 137th Ave, Miami, FL 33183Office #6: 1190 Sw 67th Ave, Miami, FL 33144Office #7: 7545 N Kendall Dr, Miami, FL 33156Office #8: 69 Westward Dr, Miami Springs, FL 33166Office #9: 18256 Collins Ave, Sunny Isles Beach, FL 33160Office #10: 12655 Ne 6th Ave, North Miami, FL 33161Office #11: 15101 Nw 67th Ave, Hialeah, FL 33014Office #12: 8699 Nw 36th St Fl 1 & 2, Doral, FL 33166
BD
CRD#: 17499
BAL HARBOUR, FL
Past

January 2, 2018 - February 17, 2021

BB&T SECURITIES, LLC

RIA
CRD#: 142785
RICHMOND, VA
Past

January 2, 2018 - February 17, 2021

BB&T SECURITIES, LLC

BD
CRD#: 142785
RICHMOND, VA
Past

May 19, 2016 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

RIA
CRD#: 33856
AVENTURA, FL
Past

May 18, 2016 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

BD
CRD#: 33856
AVENTURA, FL
Past

August 4, 2014 - May 17, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA
CRD#: 17499
MIAMI, FL
Past

July 15, 2014 - May 17, 2016

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
MIAMI, FL
Past

October 29, 2012 - July 14, 2014

BB&T INVESTMENT SERVICES, INC.

RIA
CRD#: 33856
AVENTURA, FL
Past

October 15, 2012 - July 14, 2014

BB&T INVESTMENT SERVICES, INC.

BD
CRD#: 33856
AVENTURA, FL
Past

August 27, 2012 - October 12, 2012

LPL FINANCIAL LLC

RIA
CRD#: 6413
FORT LAUDERDALE, FL
Past

August 17, 2012 - October 12, 2012

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT LAUDERDALE, FL
Past

May 8, 2012 - August 14, 2012

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
DAVIE, FL
Past

April 30, 2012 - August 14, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
DAVIE, FL
Past

November 8, 2010 - April 20, 2012

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT LAUDERDALE, FL
Past

April 16, 2008 - October 4, 2010

EFG CAPITAL INTERNATIONAL

BD
CRD#: 40118
MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA
Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(2/17/2021)
IAR
Florida
(2/17/2021)
RR
Georgia
(2/17/2021)
RR
Maryland
(4/8/2022)
RR
New York
(3/11/2024)
RR
North Carolina
(2/17/2021)
RR
Ohio
(12/6/2021)
RR
South Carolina
(2/17/2021)
RR
Virginia
(5/12/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/4/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/15/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 3/22/2008
National Commodity Futures Examination
SRO Registrations
RR
FINRA

Current Firm

TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA
Registered Investment Advisory firm - (5/18/2016 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (10/31/2025)
TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts124,363
AUM (Assets Under Management)$ 67,736,740,585

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
04/24/2025
Cover Page
Report
03/28/2024
Cover Page
Report
04/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRUIST ADVISORY SERVICES, INC.

CRD#: 283390Doral, FL 33166

TRUST BUT VERIFY

Monitor Jose Lopera-guevara

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Noah Philip Alweiss
Noah AlweissAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Miami, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.