Jason C. Klinghoffer

MAXQ ASSET MANAGEMENT

GREENWOOD VILLAGE, CO 80111

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CRD#: 5149417

Professional summary

Jason C Klinghoffer is a registered financial advisor currently at MAXQ ASSET MANAGEMENT LLC located in Greenwood Village, Colorado and MISCHLER FINANCIAL GROUP, INC. located in Irvine, California.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Jason has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason C Klinghoffer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 5, 2025 - Present

MAXQ ASSET MANAGEMENT LLC

Office #1: 6400 S Fiddlers Green Circle Suite 300, Greenwood Village, CO 80111

RIA

CRD#: 336560

GREENWOOD VILLAGE, CO

Current

September 16, 2014 - Present

MISCHLER FINANCIAL GROUP, INC.

Office #1: 19800 Macarthur Blvd. Suite 600, Irvine, CA 92612

CRD#: 37818

IRVINE, CA

Past

November 21, 2024 - September 4, 2025

RAMPART ASSET MANAGEMENT LLC

RIA

CRD#: 168549

Centennial, CO

Past

March 10, 2009 - September 15, 2014

CANTOR FITZGERALD & CO.

CRD#: 134

HOUSTON, TX

Past

November 17, 2006 - March 9, 2009

STANFORD GROUP COMPANY

RIA

CRD#: 39285

HOUSTON, TX

Past

August 29, 2006 - March 9, 2009

STANFORD GROUP COMPANY

CRD#: 39285

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAXQ ASSET MANAGEMENT LLC

CRD#: 336560 / SEC#: 801-132926

RIA

Registered Investment Advisory firm - (6/4/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/16/2014)

California
(9/16/2014)

IAR

California
(6/5/2025)

Colorado
(9/16/2014)

IAR

Colorado
(3/16/2026)

Florida
(9/16/2014)

Georgia
(5/24/2018)

Hawaii
(1/24/2024)

Illinois
(9/16/2014)

Michigan
(9/8/2016)

Nevada
(9/16/2014)

New Mexico
(5/9/2016)

Oregon
(9/16/2014)

Texas
(1/2/2015)

Washington
(9/16/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/15/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/28/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MAXQ ASSET MANAGEMENT LLC

CRD#: 336560 / SEC#: 801-132926

RIA

Registered Investment Advisory firm - (6/4/2025 Approved)

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Contact information

Main Address

6400 S Fiddlers Green Circle Suite 300, Greenwood Village, CO 80111

Mailing Address

Phone number

(720) 452-2343

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FIRM BROCHURE (3/16/2026)

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 407,749,700

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason C. Klinghoffer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason C Klinghoffer's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAXQ ASSET MANAGEMENT LLC

MISCHLER FINANCIAL GROUP, INC.

RAMPART ASSET MANAGEMENT LLC

CANTOR FITZGERALD & CO.

STANFORD GROUP COMPANY

STANFORD GROUP COMPANY

Primary Firm SEC Registration

MAXQ ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/15/2006

SIE

Date: 10/1/2018

Series 7

Date: 8/28/2006

FINRA

Current Firm

MAXQ ASSET MANAGEMENT LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAXQ ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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