AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
LR

Laurence B. Richards

LEGACY ROAD FAMILY OFFICES
LOS ANGELES, CA
Some features on this profile are disabled
CRD#: 5149386
LR

Professional summary

Laurence Boyd Richards is a registered financial advisor currently at LEGACY ROAD FAMILY OFFICES located in Los Angeles, California.

Laurence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Laurence has worked at 3 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Laurence Richards is a Managing Member of Legacy Vista LLC, which is the Managing Member of a privately offered Special Purpose Vehicle called Legacy SPV I, LLC. Commenced: 2019, Commitment: 5 hours per month during trading hours. Laurence Richards is the Managing Member of Cedar Tree Consulting LLC, a consulting firm providing lifestyle services. Commenced: 2025, Commitment: 2 hours per month during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laurence Boyd Richards's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 3, 2025 - Present

LEGACY ROAD FAMILY OFFICES

RIA
CRD#: 337654
LOS ANGELES, CA
Past

July 15, 2011 - November 30, 2023

LEGACY ROAD LLC

RIA
CRD#: 157356
LOS ANGELES, CA
Past

April 28, 2010 - December 9, 2011

RICHARDS CAPITAL MANAGEMENT LLC

RIA
CRD#: 139896
BEVERLY HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(8/3/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/4/2006
Uniform Investment Adviser Law Examination

Current Firm

LR
LEGACY ROAD FAMILY OFFICES
LEGACY ROAD FAMILY OFFICES | LEGACY ROAD LLC

CRD#: 337654 / SEC#: 801-134027

RIA
Registered Investment Advisory firm - (7/28/2025 120-Day Approval)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Los Angeles, CA
Mailing Address
Phone number
(917) 626-1042
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A & 2B - LEGACY ROAD (10/30/2025)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LEGACY ROAD FAMILY OFFICES

CRD#: 337654Los Angeles, CA

TRUST BUT VERIFY

Monitor Laurence Richards

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics