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MC

Mckellar H. Ciurlizza

THE O.N. EQUITY SALES COMPANY
Lexington, KY 40509
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CRD#: 5148754
MC

Professional summary


Mckellar H Ciurlizza, who also goes by Mckellar H Martin, Mckellar Martin, is a registered financial professional currently at THE O.N. EQUITY SALES COMPANY located in Lexington, Kentucky.

Mckellar is registered as a RR (Registered Representative) and started their career in finance in 2006. Mckellar has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Mckellar H Martin | Mckellar Martin

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Mckellar H Ciurlizza's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 20, 2019 - Present

THE O.N. EQUITY SALES COMPANY

Office #1: 1792 Alysheba Way Suite #201, Lexington, KY 40509
BD
CRD#: 2936
Lexington, KY
Past

December 12, 2018 - May 20, 2019

SECURITIES AMERICA, INC.

BD
CRD#: 10205
FRANKFORT, KY
Past

March 19, 2014 - December 20, 2018

FSC SECURITIES CORPORATION

BD
CRD#: 7461
FRANKFORT, KY
Past

October 4, 2011 - February 19, 2013

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
LEXINGTON, KY
Past

April 21, 2009 - February 19, 2013

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
LEXINGTON, KY
Past

September 20, 2006 - September 12, 2008

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
ROCHESTER, NY
Past

September 20, 2006 - September 12, 2008

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
ROCHESTER, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Kentucky
(6/20/2019)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 8/31/2006
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


TO
THE O.N. EQUITY SALES COMPANY
THE O.N. EQUITY SALES COMPANY

CRD#: 2936 / SEC#: , 8-14161

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(513) 794-6794
Established
Ohio since 08/22/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
CONSTELLATION INSURANCE, INC.PARENT COMPANY
VANHOY, ANDREW JOSEPHDIRECTOR & CHIEF COMPLIANCE OFFICER3012299
WESTBROCK, NANCY MCHARIMAN, PRESIDENT & CHIEF EXECUTIVE OFFICER5637288

Disclosures


Regulatory Event7
Arbitration2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE O.N. EQUITY SALES COMPANY

CRD#: 2936Lexington, KY 40509

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