AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
EW

Emily Wlos

FEF DISTRIBUTORS
New York, NY 10105
Some features on this profile are disabled
CRD#: 5148500
EW

Professional summary

Emily Wlos, who also goes by Emily Catherine Parkhurst, Emily Parkhurst, Emily C Wlos, is a registered financial professional currently at FEF DISTRIBUTORS, LLC located in New York, New York.

Emily is registered as a RR (Registered Representative) and started their career in finance in 2006. Emily has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Emily Catherine Parkhurst | Emily Parkhurst | Emily C Wlos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Emily Wlos's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 23, 2026 - Present

FEF DISTRIBUTORS, LLC

Office #1: 1345 Avenue Of The Americas, New York, NY 10105Office #2: 1345 Avenue Of The Americas, New York, NY 10105-4800
BD
CRD#: 46585
New York, NY
Past

September 26, 2019 - April 21, 2026

FORESIDE FINANCIAL SERVICES, LLC

BD
CRD#: 148477
PORTLAND, ME
Past

August 10, 2006 - September 10, 2019

JANUS HENDERSON DISTRIBUTORS US LLC

BD
CRD#: 28832
DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/23/2026)
RR
Alaska
(4/23/2026)
RR
Arizona
(4/23/2026)
RR
Arkansas
(4/23/2026)
RR
California
(4/23/2026)
RR
Colorado
(4/23/2026)
RR
Connecticut
(4/23/2026)
RR
Delaware
(4/23/2026)
RR
District of Columbia
(4/23/2026)
RR
Florida
(4/23/2026)
RR
Georgia
(4/23/2026)
RR
Hawaii
(4/23/2026)
RR
Idaho
(4/23/2026)
RR
Illinois
(4/23/2026)
RR
Indiana
(4/23/2026)
RR
Iowa
(4/23/2026)
RR
Kansas
(4/23/2026)
RR
Kentucky
(4/23/2026)
RR
Louisiana
(4/23/2026)
RR
Maine
(4/23/2026)
RR
Maryland
(4/23/2026)
RR
Massachusetts
(4/23/2026)
RR
Michigan
(4/23/2026)
RR
Minnesota
(4/23/2026)
RR
Mississippi
(4/23/2026)
RR
Missouri
(4/23/2026)
RR
Montana
(4/23/2026)
RR
Nebraska
(4/23/2026)
RR
Nevada
(4/23/2026)
RR
New Hampshire
(4/23/2026)
RR
New Jersey
(4/23/2026)
RR
New Mexico
(4/23/2026)
RR
New York
(4/23/2026)
RR
North Carolina
(4/23/2026)
RR
North Dakota
(4/23/2026)
RR
Ohio
(4/23/2026)
RR
Oklahoma
(4/23/2026)
RR
Oregon
(4/23/2026)
RR
Pennsylvania
(4/23/2026)
RR
Puerto Rico
(4/23/2026)
RR
Rhode Island
(4/23/2026)
RR
South Carolina
(4/23/2026)
RR
South Dakota
(4/23/2026)
RR
Tennessee
(4/23/2026)
RR
Texas
(4/23/2026)
RR
Utah
(4/23/2026)
RR
Vermont
(4/23/2026)
RR
Virginia
(4/23/2026)
RR
Washington
(4/23/2026)
RR
West Virginia
(4/23/2026)
RR
Wisconsin
(4/23/2026)
RR
Wyoming
(4/23/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/30/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/12/2007
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/9/2006
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FD
FEF DISTRIBUTORS, LLC
ASB SECURITIES, INC. | FEF DISTRIBUTORS, LLC | ASB SECURITIES, LLC

CRD#: 46585 / SEC#: , 8-51483

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1345 Avenue Of The Americas, New York, NY 10105-4800
Mailing Address
1345 Avenue Of The Americas, New York, NY 10105-4800
Phone number
(212) 698-3300
Established
Delaware since 01/27/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FIRST EAGLE INVESTMENT MANAGEMENT, LLCMANAGING MEMBER108260
BRUNO, ROBERTMANAGER2102844
CARULLO, MODESTINO VITOCHIEF COMPLIANCE OFFICER1528768
CONSTANTINO, MICHAELMANAGER2932606
FONG, CHUN WAICHIEF FINANCIAL OFFICER AND FINOP4944446
OCONNOR, DAVIDGENERAL COUNSEL AND MANAGER5077118
RICCIO, FRANK JOSEPHPRESIDENT AND MANAGER4271374

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FEF DISTRIBUTORS, LLC

CRD#: 46585New York, NY 10105

TRUST BUT VERIFY

Monitor Emily Wlos

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Anthony J. Macagna
Anthony MacagnaAdvisorCheck Check Mark
STRATEGIC ADVISERS LLC
IAR
RR
RIDGEWOOD, NJ
Anita Narendra Srivastava
Anita SrivastavaAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Paramus, NJ
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.