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JL

John P. Leveque

RAINBRIDGE SECURITIES LLC
NEW YORK, NY 10104
Some features on this profile are disabled
CRD#: 5148134
JL

Professional summary


John Paul Leveque, who also goes by J.p. Leveque, is a registered financial professional currently at RAINBRIDGE SECURITIES LLC located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 2009. John has worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


J.p. Leveque

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John Paul Leveque's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 20, 2026 - Present

RAINBRIDGE SECURITIES LLC

Office #1: 1290 Avenue Of The Americas, New York, NY 10104
BD
CRD#: 334916
NEW YORK, NY
Past

October 20, 2025 - March 6, 2026

INDEPENDENT BROKERAGE SOLUTIONS LLC

BD
CRD#: 153563
NEW YORK, NY
Past

October 1, 2019 - June 20, 2025

EASTDIL SECURED ADVISORS LLC

BD
CRD#: 304434
San Francisco, CA
Past

July 1, 2009 - October 1, 2019

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
SANTA MONICA, CA
Past

January 27, 2009 - July 1, 2009

WELLS FARGO SECURITIES, LLC

BD
CRD#: 7665
SANTA MONICA, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/12/2026)

Exams


State Security Law Exam
RR
Series 63
Date: 10/8/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


RS
RAINBRIDGE SECURITIES LLC
RAINBRIDGE SECURITIES LLC

CRD#: 334916 / SEC#: , 8-71373

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
485 Madison Avenue 15th Floor, New York, NY, 10022
Mailing Address
485 Madison Avenue 15th Floor, New York, NY, 10022
Phone number
(212) 751-4422
Established
New York since 09/11/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
RAINBRIDGE HOLDINGS LLCSOLE MEMBER
CHAN, STANLEYCHIEF COMPLIANCE OFFICER4184811
FORTINO, ANGELINAFINOP, PFO, POO6869135
STEINBERG, MICHAEL NMNCHIEF EXECUTIVE OFFICER1062776

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RAINBRIDGE SECURITIES LLC

CRD#: 334916New York, NY 10104

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