Antonio A. Lopez
CETERA INVESTMENT ADVISERS LLC
Coral Gables, FL 33134
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CRD#: 5147990
Professional summary
Antonio Andres Lopez, who also goes by Antonio A Lopez, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Coral Gables, Florida and CETERA ADVISORS LLC located in Coral Gables, Florida.
Antonio is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Antonio has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Antonio A Lopez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: TRIUMPH WEALTH MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2023, POSITION/TITLE/RELATIONSHIP: OWNER/PARTNER, APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES AND SALE AND SERVICE OF FIXED INSURANCE; 2. NAME OF OTHER BUSINESS: TRIUMPH WEALTH MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: 14535 SW 161ST PL, CORAL GABLES, FL, 33739, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2023, POSITION/TITLE/RELATIONSHIP: OWNER/PARTNER, APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES AND SALE AND SERVICE OF FIXED INSURANCE IN ASSOCIATION WITH WILDE WEALTH MANAGEMENT; 3. NAME OF OTHER BUSINESS: BUSINESS NETWORKING INTERNATIONAL; INVESTMENT RELATED: NO; ADDRESS: 2051 S LE JEUNE RD, CORAL GABLES, FLORIDA, 33134; NATURE OF BUSINESS: NETWORKING GROUP; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: EFFECTIVELY RUN MEETINGS EVERY THURSDAY & HAVE COMMUNICATION WITH LEADERSHIP & MEMBERSHIP COMMITTEES;
CRS (Client Relationship Summary) - RIA
Click below to view Antonio Andres Lopez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 6, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2332 Galiano Street 2nd Floor, Coral Gables, FL 33134RIA
CRD#: 105644
Coral Gables, FL
Current
February 10, 2023 - Present
CETERA ADVISORS LLC
Office #1: 2332 Galiano Street 2nd Floor, Coral Gables, FL 33134BD
CRD#: 10299
Coral Gables, FL
Past
February 10, 2023 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
Miami, FL
Past
December 13, 2018 - February 6, 2023
EDWARD JONES
RIA
CRD#: 250
MIAMI, FL
Past
November 19, 2018 - February 6, 2023
EDWARD JONES
BD
CRD#: 250
MIAMI, FL
Past
December 20, 2016 - September 19, 2018
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Past
December 20, 2016 - September 19, 2018
IVY DISTRIBUTORS, INC.
BD
CRD#: 16496
OVERLAND PARK, KS
Past
March 14, 2013 - October 7, 2016
FUNDS DISTRIBUTOR, LLC
BD
CRD#: 7174
NEW YORK, NY
Past
December 16, 2009 - February 26, 2013
NYLIFE DISTRIBUTORS LLC
BD
CRD#: 35350
NEW YORK, NY
Past
January 4, 2008 - June 11, 2009
COREBRIDGE CAPITAL SERVICES, INC.
BD
CRD#: 13158
JERSEY CITY, NJ
Past
June 13, 2006 - November 13, 2007
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
KEARNY, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/2/2023)
RR
California(2/10/2023)
RR
Colorado(2/10/2023)
RR
Connecticut(8/28/2025)
RR
Florida(2/10/2023)
IAR
Florida(3/6/2024)
RR
Georgia(2/10/2023)
RR
Illinois(2/10/2023)
RR
Indiana(2/10/2023)
RR
Maine(7/30/2025)
RR
Maryland(3/6/2025)
RR
Massachusetts(3/6/2025)
RR
Michigan(8/20/2024)
RR
New Jersey(2/10/2023)
RR
New York(2/10/2023)
RR
North Carolina(9/16/2024)
RR
Texas(2/10/2023)
IAR
Texas(3/21/2024)
RR
Vermont(10/30/2024)
RR
Virginia(3/6/2025)
RR
Washington(6/13/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Coral Gables, FL 33134TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
