Brian M. Hughes

RIVER CITY WEALTH MANAGEMENT

Jacksonville, FL 32256

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CRD#: 5147759

Professional summary

Brian M Hughes, CFP® is a registered financial advisor currently at RIVER CITY WEALTH MANAGEMENT located in Jacksonville, Florida.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Brian has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian M Hughes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

July 2, 2021 - Present

RIVER CITY WEALTH MANAGEMENT

Office #1: 10175 Fortune Pkwy Unit 603, Jacksonville, FL 32256

RIA

CRD#: 314312

Jacksonville, FL

Past

June 13, 2019 - July 1, 2021

ADVISORY SERVICES NETWORK

RIA

CRD#: 146051

Jacksonville, FL

Past

March 24, 2014 - June 28, 2019

MADDEN ADVISORY SERVICES, INC.

RIA

CRD#: 112607

JACKSONVILLE, FL

Past

November 21, 2006 - March 6, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

JACKSONVILLE, FL

Past

September 4, 2006 - March 6, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

JACKSONVILLE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RIVER CITY WEALTH MANAGEMENT

RCW MANAGEMENT, LLC | RIVER CITY WEALTH MANAGEMENT

CRD#: 314312 / SEC#: 801-121329

RIA

Registered Investment Advisory firm - (5/28/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/2/2021)

IAR

Texas
(3/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/17/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/1/2006

General Securities Representative Examination

Current Firm

RIVER CITY WEALTH MANAGEMENT

RCW MANAGEMENT, LLC | RIVER CITY WEALTH MANAGEMENT

CRD#: 314312 / SEC#: 801-121329

RIA

Registered Investment Advisory firm - (5/28/2021 Approved)

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Contact information

Main Address

10175 Fortune Pkwy Unit 603, Jacksonville, FL 32256

Mailing Address

Phone number

(904) 374-9098

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RCW ADV 2A MARCH 2023 (2/27/2025)

Regulatory assets under management

Total Number of Accounts	329
AUM (Assets Under Management)	$ 151,679,313

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian M. Hughes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian M Hughes's CRS (Customer Relationship Summary).

Certified licenses

Experience

RIVER CITY WEALTH MANAGEMENT

ADVISORY SERVICES NETWORK

MADDEN ADVISORY SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

RIVER CITY WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 11/17/2006

Series 7

Date: 9/1/2006

Current Firm

RIVER CITY WEALTH MANAGEMENT

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RIVER CITY WEALTH MANAGEMENT

TRUST BUT VERIFY

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