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JE

John D. Eubanks

HOULIHAN LOKEY CAPITAL
Atlanta, GA 30305
Some features on this profile are disabled
CRD#: 5147739
JE

Professional summary

John D Eubanks, CFP®, who also goes by John Eubanks, is a registered financial professional currently at HOULIHAN LOKEY CAPITAL, INC. located in Atlanta, Georgia.

John is registered as a RR (Registered Representative) and started their career in finance in 2007. John has worked at 8 firms and has passed the Series 63, Series 66, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

John Eubanks

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John D Eubanks's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

January 8, 2025 - Present

HOULIHAN LOKEY CAPITAL, INC.

Office #1: 3060 Peachtree Rd Nw Suite 1500, Atlanta, GA 30305
BD
CRD#: 17708
Atlanta, GA
Past

November 29, 2022 - March 5, 2025

WALLER HELMS SECURITIES LLC

BD
CRD#: 282433
Atlanta, GA
Past

December 3, 2019 - November 29, 2022

PARK SUTTON ADVISORS, LLC

BD
CRD#: 149828
Macon, GA
Past

February 19, 2019 - May 31, 2019

ELKO CREEK CAPITAL, LLC

RIA
CRD#: 300017
Macon, GA
Past

January 5, 2016 - June 27, 2018

PATTON ALBERTSON MILLER GROUP, LLC

RIA
CRD#: 281558
CHATTANOOGA, TN
Past

November 30, 2015 - December 31, 2017

PATTON ALBERTSON MILLER GROUP, LLC

RIA
CRD#: 281558
Macon, GA
Past

January 12, 2011 - November 30, 2015

PATTON ALBERTSON & MILLER LLC

RIA
CRD#: 126145
MACON, GA
Past

April 30, 2008 - January 4, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
MACON, GA
Past

April 25, 2008 - January 4, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
MACON, GA
Past

September 6, 2007 - March 25, 2008

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
ATLANTA, GA
Past

August 29, 2007 - March 25, 2008

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(1/8/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/11/2021
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 9/4/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 12/3/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/4/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/28/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HL
HOULIHAN LOKEY CAPITAL, INC.
HLHZ CAPITAL, A CALIFORNIA LIMITED PARTNERSHIP | HOULIHAN, LOKEY, HOWARD & ZUKIN CAPITAL, INC. | HOULIHAN, LOKEY, HOWARD & ZUKIN CAPITAL | HOULIHAN LOKEY HOWARD & ZUKIN CAPITAL, L.P. | HOULIHAN LOKEY HOWARD & ZUKIN CAPITAL, INC. | HOULIHAN LOKEY CAPITAL, INC.

CRD#: 17708 / SEC#: , 8-35643

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
10250 Constellation Boulevard 5th Floor, Los Angeles, CA 90067
Mailing Address
10250 Constellation Boulevard 5th Floor, Los Angeles, CA 90067
Phone number
(310) 553-8871
Established
California since 01/09/1996
Firm type
Corporation
Fiscal year end
March
Firm Size
Large
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HOULIHAN LOKEY AMERICAS (HOLDINGS) LLCDIRECT OWNER OF HOULIHAN LOKEY CAPITAL, INC.
ADELSON, SCOTT JOSEPHPRESIDENT/CEO AND DIRECTOR (HLI)2147111
ALLEY, JAMES LINDSEYTREASURER/CHIEF FINANCIAL OFFICER (HLI)2394515
BEISER, SCOTT LEEVICE PRESIDENT/CO-CHAIRMAN AND DIRECTOR (HLI)2026185
BEN-CANAAN, MARC AVICCO/AMLCO4885345
CRAIN, CHRISTOPHER MADISONSECRETARY/GENERAL COUNSEL
TANIGUCHI, EDWARD NEALCHIEF FINANCIAL OFFICER, FINOP4632869
YAMARONE, CHARLES ANTHONY IIICHIEF CORP.GOVERNANCE & COMPLIANCE OFFICER, HLI2190400

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HOULIHAN LOKEY CAPITAL, INC.

CRD#: 17708Atlanta, GA 30305

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