Sarah A. Mckito
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sarah Ann Mckito was a registered financial professional .
Sarah is a previously registered financial professional and started their career in finance in 2007. Sarah had worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2017 - August 8, 2017
STOCKCROSS FINANCIAL SERVICES, INC.
January 10, 2017 - August 8, 2017
STOCKCROSS FINANCIAL SERVICES, INC.
January 12, 2016 - December 31, 2016
MANIFOLD FUND ADVISORS, LLC
November 25, 2015 - May 16, 2016
MATRIX CAPITAL GROUP, INC.
September 6, 2012 - February 6, 2014
ORION PORTFOLIO SOLUTIONS, LLC
August 27, 2012 - February 6, 2014
NORTHERN LIGHTS DISTRIBUTORS, LLC
February 25, 2011 - July 16, 2012
SECURITIES AMERICA ADVISORS, INC.
February 22, 2011 - July 16, 2012
SECURITIES AMERICA, INC.
November 5, 2010 - January 14, 2011
EDWARD JONES
October 18, 2010 - January 14, 2011
EDWARD JONES
September 24, 2007 - October 27, 2010
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STOCKCROSS FINANCIAL SERVICES, INC.
CRD#: 6670 / SEC#: 801-69705, 8-17758
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GEBBIA, JOHN MICHAEL | DIRECTOR, EVP | 1866455 |
| GEBBIA, RICHARD SAL | CEO, PRESIDENT, DIRECTOR | 2348552 |
| MURIEL SIEBERT & CO., INC. | OWNER | 5376 |
| COLOMBINO, MICHAEL JONATHAN | CFO; TREASURER | 4871852 |
| DIPIPPO, ALBERT FRANCIS | ROSFP | 726636 |
| LOGUE, DANIEL PATRICK | CHIEF COMPLIANCE OFFICER; AMLCO | 1501135 |
| SCHEBECE, GREGORY CHARLES | EXECUTIVE VICE PRESIDENT, COO | 1498632 |
| SHANKMAN, CRAIG MICHAEL | DIRECTOR OF TECHNOLOGY | |
| TASSELL, MATTHEW ERIC | DIRECTOR OF CORPORATE SERVICES | |
| ZABATTA, CHARLES ANTHONY SR | OWNER |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
