Oliver A. Lennox

DACEYHOLDEN MANAGEMENT

Fort Lee, NJ 07024

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CRD#: 5147059

Professional summary

Oliver A Lennox, who also goes by Oliver Lennox, is a registered financial advisor currently at DACEYHOLDEN MANAGEMENT, LLC located in Fort Lee, New Jersey.

Oliver is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Oliver has worked at 3 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Oliver Lennox

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Oliver Andrew Lennox acts as a sponsor, general partner, or managing member of Dacey Holden, LLC. Oliver Andrew Lennox serves as a managing member of Dacey Holden LLC Oliver Lennox is also a managing partner of an affiliated company, DaceyHolden Alternative LLC, which registered as a commodity trading advisor in 2016.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Oliver A Lennox's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 9, 2016 - Present

DACEYHOLDEN MANAGEMENT, LLC

Office #1: One Bridge Plaza North Suite 675, Fort Lee, NJ 07024

RIA

CRD#: 283655

Fort Lee, NJ

Past

August 10, 2009 - February 17, 2011

MORGAN STANLEY & CO. LLC

CRD#: 8209

PURCHASE, NY

Past

June 1, 2009 - September 14, 2009

MORGAN STANLEY

CRD#: 149777

PURCHASE, NY

Past

September 11, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/24/2025)

IAR

New Jersey
(6/9/2016)

IAR

New York
(10/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/23/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/10/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 12/8/2009

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/10/2007

General Securities Representative Examination

Current Firm

DACEYHOLDEN MANAGEMENT, LLC

CRD#: 283655 / SEC#:

Florida

Registered Investment Advisory firm - (3/24/2025 Approved)

New Jersey

Registered Investment Advisory firm - (6/9/2016 Approved)

New York

Registered Investment Advisory firm - (6/10/2016 Approved)

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Contact information

Main Address

One Bridge Plaza North Suite 675, Fort Lee, NJ 07024

Mailing Address

Phone number

(617) 921-7868

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	21
AUM (Assets Under Management)	$ 19,556,361

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Oliver A. Lennox

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Oliver A Lennox's CRS (Customer Relationship Summary).

Certified licenses

Experience

DACEYHOLDEN MANAGEMENT, LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/23/2016

Series 63

Date: 12/10/2007

Series 3

Date: 12/8/2009

Series 7

Date: 9/10/2007

Current Firm

DACEYHOLDEN MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DACEYHOLDEN MANAGEMENT, LLC

TRUST BUT VERIFY

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